UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$2.76B |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$447M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$336M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$294M |
| 5 |
GSK
GSK
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Stellantis
STLA
|
+$937M |
| 2 |
UBS Group
UBS
|
+$511M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Baidu
BIDU
|
+$338M |
| 5 |
Apple
AAPL
|
+$331M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.08% |
| 2 | Consumer Discretionary | 6.75% |
| 3 | Financials | 6.3% |
| 4 | Healthcare | 5.83% |
| 5 | Industrials | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
New Mountain Finance
NMFC
$732M
| $3.17M | ﹤0.01% |
255,188
+31,542
| +14% | +$385K |
|
|
ICPT
3077
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $3.16M | ﹤0.01% |
137,000
+119,961
| +704% | +$3.34M |
|
3078
CALL
The Mosaic Company
MOS
$7.33B
| $3.16M | ﹤0.01% |
100,000
| – | – |
|
|
KYNB
3079
Kyntra Bio
KYNB
$29.4M
| $3.16M | ﹤0.01% |
3,637
+3,533
| +3,397% | +$3.76M |
|
3080
UMB Financial
UMBF
$11.1B
| $3.15M | ﹤0.01% |
34,147
-9,803
| -22% | -$810K |
|
|
VRN
3081
DELISTED
Veren
VRN
| $3.15M | ﹤0.01% |
755,348
+466,415
| +161% | +$1.65M |
|
3082
Apple Hospitality REIT
APLE
$3.82B
| $3.15M | ﹤0.01% |
216,086
+25,410
| +13% | +$353K |
|
3083
PUT
Wayfair
W
$14.6B
| $3.15M | ﹤0.01% |
10,000
-34,500
| -78% | -$10.2M |
|
3084
Terreno Realty
TRNO
$7.49B
| $3.14M | ﹤0.01% |
54,423
+6,584
| +14% | +$378K |
|
3085
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
| $3.14M | ﹤0.01% |
55,077
+14,377
| +35% | +$826K |
|
3086
California Water Service
CWT
$3.12B
| $3.13M | ﹤0.01% |
55,606
+5,220
| +10% | +$289K |
|
3087
CALL
Harmony Gold Mining
HMY
$12.3B
| $3.13M | ﹤0.01% |
718,000
-163,100
| -19% | -$708K |
|
|
RFMZ
3088
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
| $3.13M | ﹤0.01% |
+156,105
| New | +$3.13M |
|
3089
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
| $3.13M | ﹤0.01% |
41,676
+14,081
| +51% | +$1.12M |
|
3090
Penske Automotive Group
PAG
$14.2B
| $3.12M | ﹤0.01% |
38,930
-1,134
| -3% | -$79.3K |
|
3091
CVB Financial
CVBF
$3.99B
| $3.12M | ﹤0.01% |
141,300
-15,591
| -10% | -$339K |
|
3092
CALL
Wheaton Precious Metals
WPM
$60.9B
| $3.12M | ﹤0.01% |
81,600
+41,600
| +104% | +$1.65M |
|
3093
American Well
AMWL
$230M
| $3.12M | ﹤0.01% |
8,973
-1,057
| -11% | -$573K |
|
|
ATNX
3094
DELISTED
Athenex, Inc. Common Stock
ATNX
| $3.12M | ﹤0.01% |
36,244
+33,191
| +1,087% | +$6.36M |
|
3095
Alarm.com
ALRM
$2.85B
| $3.12M | ﹤0.01% |
36,071
+405
| +1% | +$38.2K |
|
3096
Envista
NVST
$4.52B
| $3.11M | ﹤0.01% |
76,327
+26,369
| +53% | +$1M |
|
|
HTO
3097
H2O America
HTO
$2.62B
| $3.11M | ﹤0.01% |
49,441
+730
| +1% | +$47.6K |
|
3098
Graham Holdings Company
GHC
$5.02B
| $3.11M | ﹤0.01% |
5,535
+3,990
| +258% | +$2.31M |
|
|
MMU
3099
Western Asset Managed Municipals Fund
MMU
$554M
| $3.11M | ﹤0.01% |
239,527
+26,537
| +12% | +$343K |
|
3100
Paysafe
PSFE
$375M
| $3.11M | ﹤0.01% |
+19,180
| New | +$3.11M |
|
Similar funds
UBS Group's Q1 2021 Portfolio in Review
As of Q1 2021, UBS Group held 9,997 positions worth $301B, up 1.9% from $296B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q1 2021 filing shows 1,505 new, 3,920 increased, 3,391 reduced and 881 closed positions. Its largest new stake was Ferguson: 1,602,252 shares worth $192M. The largest sale was Stellantis, an estimated $937M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q1 2021 buy was Ferguson: 1,602,252 shares worth $192M.
- UBS Group added most to Alibaba in Q1 2021, an estimated $2.76B increase.
- UBS Group's biggest Q1 2021 reduction was Stellantis, cutting an estimated $937M.
- UBS Group fully exited Tiffany & Co. in Q1 2021, selling an estimated $77.2M.
- UBS Group's ten largest holdings make up 14% of its $301B portfolio in Q1 2021.
- UBS Group opened 1,505 new positions and closed 881 in Q1 2021.
- UBS Group's portfolio value rose 1.9% quarter-over-quarter to $301B.
Based on UBS Group's 13F filing for Q1 2021, filed 12 May 2021.