UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
ArcelorMittal
MT
$53.2B
| $3.15M | ﹤0.01% |
179,672
-359,869
| -67% | -$5.83M |
|
3077
CALL
Stanley Black & Decker
SWK
$13.8B
| $3.15M | ﹤0.01% |
+19,000
| New | +$2.94M |
|
|
SAIL
3078
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
| $3.14M | ﹤0.01% |
133,176
+44,369
| +50% | +$970K |
|
|
BLD
3079
DELISTED
TopBuild
BLD
| $3.13M | ﹤0.01% |
30,396
-42,961
| -59% | -$4.47M |
|
3080
Invesco Zacks Multi-Asset Income ETF
CVY
$118M
| $3.13M | ﹤0.01% |
133,855
-9,594
| -7% | -$218K |
|
|
RTLR
3081
DELISTED
Rattler Midstream LP Common Units
RTLR
| $3.13M | ﹤0.01% |
176,077
-37,695
| -18% | -$599K |
|
3082
Independence Realty Trust
IRT
$3.45B
| $3.13M | ﹤0.01% |
222,237
+41,502
| +23% | +$605K |
|
|
TIVO
3083
DELISTED
Tivo Inc
TIVO
| $3.13M | ﹤0.01% |
368,971
+243,649
| +194% | +$1.93M |
|
|
BKCC
3084
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $3.13M | ﹤0.01% |
629,292
-52,260
| -8% | -$257K |
|
3085
WisdomTree Dynamic International Equity Fund
DDWM
$1.45B
| $3.12M | ﹤0.01% |
102,992
+34,673
| +51% | +$1.03M |
|
3086
First Merchants
FRME
$2.56B
| $3.12M | ﹤0.01% |
75,007
+11,441
| +18% | +$457K |
|
|
BBL
3087
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $3.12M | ﹤0.01% |
66,271
+6,990
| +12% | +$307K |
|
3088
CALL
Goodyear
GT
$1.48B
| $3.11M | ﹤0.01% |
+200,000
| New | +$3.13M |
|
|
GAP
3089
CALL
The Gap Inc
GAP
$7.66B
| $3.11M | ﹤0.01% |
175,800
+130,200
| +286% | +$2.22M |
|
|
DOG
3090
ProShares Short Dow30
DOG
$105M
| $3.11M | ﹤0.01% |
62,977
-12,045
| -16% | -$618K |
|
3091
Enovis
ENOV
$1.06B
| $3.11M | ﹤0.01% |
49,607
+37,809
| +320% | +$2.14M |
|
3092
PUT
IQVIA
IQV
$44.5B
| $3.11M | ﹤0.01% |
20,100
+19,700
| +4,925% | +$2.88M |
|
3093
Cogent Communications
CCOI
$394M
| $3.1M | ﹤0.01% |
47,176
+35,010
| +288% | +$2.11M |
|
3094
CALL
HealthEquity
HQY
$7.3B
| $3.1M | ﹤0.01% |
41,900
+40,400
| +2,693% | +$2.52M |
|
3095
BlackRock MuniYield New York Quality Fund
MYN
$342M
| $3.1M | ﹤0.01% |
237,049
+5,103
| +2% | +$66.2K |
|
3096
VanEck Retail ETF
RTH
$249M
| $3.1M | ﹤0.01% |
25,833
-9,902
| -28% | -$1.17M |
|
3097
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.71B
| $3.1M | ﹤0.01% |
56,507
-2,204
| -4% | -$116K |
|
3098
Vanguard Russell 2000 Value ETF
VTWV
$1.33B
| $3.1M | ﹤0.01% |
27,604
+445
| +2% | +$47.9K |
|
3099
Fox Factory Holding Corp
FOXF
$780M
| $3.09M | ﹤0.01% |
44,471
+10,140
| +30% | +$654K |
|
3100
Alarm.com
ALRM
$2.62B
| $3.09M | ﹤0.01% |
71,922
+18,811
| +35% | +$848K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.