UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
Investcorp Credit Management BDC
ICMB
$12.2M
| $1.38M | ﹤0.01% |
135,527
-23,296
| -15% | -$273K |
|
|
AXDX
3077
DELISTED
Accelerate Diagnostics
AXDX
| $1.37M | ﹤0.01% |
8,497
+174
| +2% | +$37.7K |
|
3078
Citizens Financial Group
CFG
$30.8B
| $1.37M | ﹤0.01% |
57,353
-483,223
| -89% | -$12.3M |
|
|
BTO
3079
John Hancock Financial Opportunities Fund
BTO
$808M
| $1.36M | ﹤0.01% |
53,934
-2,246
| -4% | -$60.7K |
|
3080
Universal Display
OLED
$3.99B
| $1.36M | ﹤0.01% |
40,225
-4,773
| -11% | -$199K |
|
3081
iShares MSCI Ireland ETF
EIRL
$77.4M
| $1.36M | ﹤0.01% |
34,970
-10,358
| -23% | -$415K |
|
|
LGI
3082
Lazard Global Total Return & Income Fund
LGI
$238M
| $1.36M | ﹤0.01% |
108,611
+7,021
| +7% | +$99.4K |
|
3083
Sonoco
SON
$5.69B
| $1.36M | ﹤0.01% |
36,061
-100,550
| -74% | -$4.09M |
|
|
EHI
3084
Western Asset Global High Income Fund
EHI
$178M
| $1.36M | ﹤0.01% |
151,627
+7,198
| +5% | +$70K |
|
|
HA
3085
DELISTED
Hawaiian Holdings, Inc.
HA
| $1.36M | ﹤0.01% |
55,076
-133,638
| -71% | -$3.18M |
|
|
HPF
3086
John Hancock Preferred Income Fund II
HPF
$344M
| $1.35M | ﹤0.01% |
70,886
+2,524
| +4% | +$48.5K |
|
|
ARIA
3087
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $1.35M | ﹤0.01% |
231,598
-19,604
| -8% | -$151K |
|
3088
PUT
Home Depot
HD
$350B
| $1.35M | ﹤0.01% |
11,700
-5,000
| -30% | -$578K |
|
3089
Apple Hospitality REIT
APLE
$3.91B
| $1.35M | ﹤0.01% |
72,495
-2,786
| -4% | -$51K |
|
3090
Take-Two Interactive
TTWO
$43.4B
| $1.34M | ﹤0.01% |
46,808
-34,393
| -42% | -$1.02M |
|
|
ASNA
3091
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.34M | ﹤0.01% |
4,831
+1,445
| +43% | +$377K |
|
3092
CALL
Rio Tinto
RIO
$164B
| $1.34M | ﹤0.01% |
39,677
-11,723
| -23% | -$439K |
|
|
ADT
3093
DELISTED
ADT Corp
ADT
| $1.34M | ﹤0.01% |
44,827
-4,072
| -8% | -$132K |
|
|
GXP
3094
DELISTED
Great Plains Energy Incorporated
GXP
| $1.34M | ﹤0.01% |
49,544
+7,529
| +18% | +$193K |
|
3095
Grupo Cibest SA
CIB
$21.8B
| $1.34M | ﹤0.01% |
41,527
-2,458
| -6% | -$88.4K |
|
|
VIA
3096
DELISTED
Viacom Inc. Class A
VIA
| $1.34M | ﹤0.01% |
30,195
+5,749
| +24% | +$289K |
|
|
INSY
3097
DELISTED
Insys Therapeutics, Inc.
INSY
| $1.34M | ﹤0.01% |
46,948
-2,083
| -4% | -$76.7K |
|
|
SOR
3098
Source Capital
SOR
$381M
| $1.33M | ﹤0.01% |
19,705
+1,279
| +7% | +$91.3K |
|
|
JHS
3099
John Hancock Income Securities Trust
JHS
$127M
| $1.33M | ﹤0.01% |
95,670
-13,340
| -12% | -$184K |
|
3100
Glacier Bancorp
GBCI
$6.45B
| $1.33M | ﹤0.01% |
50,494
-17,436
| -26% | -$480K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.