UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$2.76B |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$447M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$336M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$294M |
| 5 |
GSK
GSK
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Stellantis
STLA
|
+$937M |
| 2 |
UBS Group
UBS
|
+$511M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Baidu
BIDU
|
+$338M |
| 5 |
Apple
AAPL
|
+$331M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.08% |
| 2 | Consumer Discretionary | 6.75% |
| 3 | Financials | 6.3% |
| 4 | Healthcare | 5.83% |
| 5 | Industrials | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MMT
3051
Aberdeen Multi-Market Income Fund
MMT
$243M
| $3.23M | ﹤0.01% |
498,063
+60,744
| +14% | +$378K |
|
3052
Franklin Electric
FELE
$4.84B
| $3.23M | ﹤0.01% |
40,851
-15,144
| -27% | -$1.14M |
|
3053
CALL
Manulife Financial
MFC
$73.5B
| $3.23M | ﹤0.01% |
150,000
| – | – |
|
|
3054
PUT
Manulife Financial
MFC
$73.5B
| $3.23M | ﹤0.01% |
150,000
| – | – |
|
|
ONEM
3055
DELISTED
1Life Healthcare
ONEM
| $3.22M | ﹤0.01% |
82,471
+4,306
| +6% | +$202K |
|
3056
Dana Inc
DAN
$3.06B
| $3.22M | ﹤0.01% |
132,430
+16,607
| +14% | +$381K |
|
3057
Prudential
PUK
$35.2B
| $3.22M | ﹤0.01% |
77,783
+7,812
| +11% | +$298K |
|
3058
Ryder
R
$10.1B
| $3.22M | ﹤0.01% |
42,525
+5,411
| +15% | +$375K |
|
3059
Pathward Financial
CASH
$1.83B
| $3.21M | ﹤0.01% |
70,942
+5,491
| +8% | +$234K |
|
3060
Icon
ICLR
$12.7B
| $3.21M | ﹤0.01% |
16,369
-10,680
| -39% | -$2.11M |
|
3061
Bally's
BALY
$658M
| $3.21M | ﹤0.01% |
49,439
+48,642
| +6,103% | +$2.88M |
|
3062
ChargePoint
CHPT
$161M
| $3.21M | ﹤0.01% |
6,006
+3,118
| +108% | +$2.1M |
|
3063
Vinci Compass Investments Ltd
VINP
$660M
| $3.21M | ﹤0.01% |
+243,900
| New | +$3.96M |
|
|
VLTA
3064
CALL
DELISTED
Volta Inc.
VLTA
| $3.21M | ﹤0.01% |
+292,900
| New | +$3.61M |
|
|
CADE
3065
DELISTED
Cadence Bank
CADE
| $3.2M | ﹤0.01% |
98,599
+6,637
| +7% | +$205K |
|
|
MYF
3066
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $3.2M | ﹤0.01% |
229,727
+15,237
| +7% | +$213K |
|
3067
Middlesex Water
MSEX
$1.1B
| $3.2M | ﹤0.01% |
40,468
+402
| +1% | +$30.4K |
|
3068
SouthState Bank Corp
SSB
$10.5B
| $3.2M | ﹤0.01% |
40,703
+16,784
| +70% | +$1.35M |
|
|
GRID
3069
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
| $3.18M | ﹤0.01% |
36,870
+17,529
| +91% | +$1.5M |
|
|
NATI
3070
DELISTED
National Instruments Corp
NATI
| $3.18M | ﹤0.01% |
73,674
+15,022
| +26% | +$660K |
|
3071
PUT
Capital One
COF
$134B
| $3.18M | ﹤0.01% |
25,000
-162,100
| -87% | -$19.1M |
|
3072
CALL
Ford
F
$55.7B
| $3.17M | ﹤0.01% |
259,164
-1,369,218
| -84% | -$15.7M |
|
3073
SITE Centers
SITC
$165M
| $3.17M | ﹤0.01% |
299,941
+33,364
| +13% | +$320K |
|
3074
CALL
Hasbro
HAS
$13.2B
| $3.17M | ﹤0.01% |
+33,000
| New | +$3.13M |
|
3075
PUT
Newmont
NEM
$119B
| $3.17M | ﹤0.01% |
52,636
-1,406,764
| -96% | -$84.2M |
|
Similar funds
UBS Group's Q1 2021 Portfolio in Review
As of Q1 2021, UBS Group held 9,997 positions worth $301B, up 1.9% from $296B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q1 2021 filing shows 1,505 new, 3,920 increased, 3,391 reduced and 881 closed positions. Its largest new stake was Ferguson: 1,602,252 shares worth $192M. The largest sale was Stellantis, an estimated $937M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q1 2021 buy was Ferguson: 1,602,252 shares worth $192M.
- UBS Group added most to Alibaba in Q1 2021, an estimated $2.76B increase.
- UBS Group's biggest Q1 2021 reduction was Stellantis, cutting an estimated $937M.
- UBS Group fully exited Tiffany & Co. in Q1 2021, selling an estimated $77.2M.
- UBS Group's ten largest holdings make up 14% of its $301B portfolio in Q1 2021.
- UBS Group opened 1,505 new positions and closed 881 in Q1 2021.
- UBS Group's portfolio value rose 1.9% quarter-over-quarter to $301B.
Based on UBS Group's 13F filing for Q1 2021, filed 12 May 2021.