UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3051
RBC Bearings
RBC
$15.9B
| $2.81M | ﹤0.01% |
15,708
-5,575
| -26% | -$851K |
|
3052
Moog Inc Class A
MOG.A
$11.5B
| $2.81M | ﹤0.01% |
35,450
+3,533
| +11% | +$259K |
|
3053
First Trust Nasdaq Bank ETF
FTXO
$290M
| $2.81M | ﹤0.01% |
118,210
+95,020
| +410% | +$1.99M |
|
3054
iShares MSCI Global Gold Miners ETF
RING
$2.43B
| $2.81M | ﹤0.01% |
94,245
-129,370
| -58% | -$4M |
|
|
ENV
3055
DELISTED
ENVESTNET, INC.
ENV
| $2.81M | ﹤0.01% |
34,112
-13,433
| -28% | -$1.08M |
|
|
MEN
3056
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $2.8M | ﹤0.01% |
233,720
+19,535
| +9% | +$227K |
|
3057
Terreno Realty
TRNO
$7.16B
| $2.8M | ﹤0.01% |
47,839
-7,649
| -14% | -$447K |
|
|
CLR
3058
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $2.8M | ﹤0.01% |
171,539
+65,371
| +62% | +$977K |
|
|
ECHO
3059
EchoStar
ECHO
$27.1B
| $2.79M | ﹤0.01% |
131,582
+115,629
| +725% | +$2.77M |
|
3060
PagerDuty
PD
$1.1B
| $2.79M | ﹤0.01% |
66,841
+27,682
| +71% | +$944K |
|
|
LTC
3061
LTC Properties
LTC
$2.29B
| $2.79M | ﹤0.01% |
71,589
+20,427
| +40% | +$751K |
|
|
ELME
3062
Elme Communities
ELME
$148M
| $2.78M | ﹤0.01% |
128,748
+7,371
| +6% | +$158K |
|
3063
Molina Healthcare
MOH
$10.5B
| $2.78M | ﹤0.01% |
13,091
-64,634
| -83% | -$13.3M |
|
|
STMP
3064
DELISTED
Stamps.com, Inc.
STMP
| $2.78M | ﹤0.01% |
14,189
+3,611
| +34% | +$793K |
|
3065
PUT
Adient
ADNT
$1.36B
| $2.78M | ﹤0.01% |
80,000
+40,000
| +100% | +$1.13M |
|
3066
Heron Therapeutics
HRTX
$58.8M
| $2.78M | ﹤0.01% |
131,450
+39,866
| +44% | +$693K |
|
|
GGM
3067
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $2.78M | ﹤0.01% |
140,686
+3,016
| +2% | +$56.9K |
|
3068
Haemonetics
HAE
$4.93B
| $2.78M | ﹤0.01% |
23,403
-13,209
| -36% | -$1.42M |
|
3069
Columbia Banking Systems
COLB
$8.47B
| $2.78M | ﹤0.01% |
77,328
+49,126
| +174% | +$1.52M |
|
3070
Hancock Whitney
HWC
$6.01B
| $2.77M | ﹤0.01% |
81,461
-46,512
| -36% | -$1.25M |
|
|
BKN
3071
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $2.77M | ﹤0.01% |
161,209
-93,859
| -37% | -$1.56M |
|
3072
CALL
Vicor
VICR
$10.3B
| $2.77M | ﹤0.01% |
+30,000
| New | +$2.52M |
|
3073
First Financial Bancorp
FFBC
$3.37B
| $2.77M | ﹤0.01% |
157,787
+29,748
| +23% | +$467K |
|
|
FITB
3074
CALL
Fifth Third Bancorp
FITB
$48B
| $2.76M | ﹤0.01% |
100,000
| – | – |
|
|
KC
3075
CALL
Kingsoft Cloud Holdings
KC
$2.97B
| $2.76M | ﹤0.01% |
63,300
-2,429,940
| -97% | -$89.9M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.