UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
3051	TRQ 3051 DELISTED Turquoise Hill Resources Ltd TRQ	$680K	﹤0.01%	17,939 -147,711	-89%	-$5.6M
3052	SJT 3052 San Juan Basin Royalty Trust SJT $272M	$679K	﹤0.01%	63,224 +17,496	+38%	+$188K
3053	SJI 3053 DELISTED South Jersey Industries, Inc. SJI	$679K	﹤0.01%	27,425 -3,105	-10%	-$76.9K
3054	PMM 3054 Putnam Managed Municipal Income PMM $264M	$678K	﹤0.01%	95,934 +1,900	+2%	+$13.4K
3055	3055 G-III Apparel Group GIII $1.15B	$673K	﹤0.01%	9,568 +858	+10%	+$60.4K
3056	3056 SPDR Portfolio S&P 400 Mid Cap ETF SPMD $14.5B	$673K	﹤0.01%	23,157 -372	-2%	-$10.8K
3057	ETO 3057 Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund ETO $450M	$672K	﹤0.01%	28,740 -8,315	-22%	-$194K
3058	3058 Green Brick Partners GRBK $3.16B	$671K	﹤0.01%	61,259 +54,695	+833%	+$599K
3059	AVK 3059 Advent Convertible and Income Fund AVK $561M	$670K	﹤0.01%	42,169 +5,886	+16%	+$93.5K
3060	3060 Benchmark Electronics BHE $1.46B	$669K	﹤0.01%	30,731 +29,231	+1,949%	+$636K
3061	3061 Columbus McKinnon CMCO $450M	$668K	﹤0.01%	26,706 -4	-0%	-$100
3062	3062 Corcept Therapeutics CORT $8.41B	$667K	﹤0.01%	110,944 -11,805	-10%	-$71K
3063	CRWN 3063 DELISTED CROWN MEDIA HOLDINGS INC CL-A CRWN	$665K	﹤0.01%	147,221 +3	+0%	+$14
3064	3064 First Trust Japan AlphaDEX Fund FJP $203M	$664K	﹤0.01%	13,234 +7,888	+148%	+$396K
3065	SIR 3065 DELISTED SELECT INCOME REIT SIR	$662K	﹤0.01%	72,873 -18,712	-20%	-$170K
3066	CTWS 3066 DELISTED Connecticut Water Service Inc CTWS	$661K	﹤0.01%	19,338 +2,509	+15%	+$85.8K
3067	3067 Schwab US Broad Market ETF SCHB $37.2B	$660K	﹤0.01%	78,858 -23,496	-23%	-$197K
3068	VMM 3068 DELISTED Delaware Investments Minnesota Municipal Income Fund II VMM	$657K	﹤0.01%	50,033 -5,445	-10%	-$71.5K
3069	MDC 3069 DELISTED M.D.C. Holdings, Inc. MDC	$656K	﹤0.01%	30,390 -3,017	-9%	-$65.1K
3070	CQH 3070 DELISTED Cheniere Energy Partners LP Holdings LLC CQH	$656K	﹤0.01%	27,981 +23,755	+562%	+$557K
3071	3071 First Industrial Realty Trust FR $6.93B	$653K	﹤0.01%	34,862 +5,149	+17%	+$96.4K
3072	ZPIN 3072 DELISTED Zhaopin Limited ZPIN	$653K	﹤0.01%	42,423 +41,165	+3,272%	+$634K
3073	3073 BlackRock Floating Rate Income Strategies Fund FRA $465M	$651K	﹤0.01%	48,139 -2,442	-5%	-$33K
3074	3074 ScottsMiracle-Gro SMG $3.45B	$650K	﹤0.01%	10,983 -17,530	-61%	-$1.04M
3075	PSG 3075 DELISTED Performance Sports Group Ltd. PSG	$649K	﹤0.01%	36,092 -73,176	-67%	-$1.32M