UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
CALL
Stellantis
STLA
$13.1B
| $209M | 0.07% |
10,939,500
+3,128,000
| +40% | +$58.5M |
|
277
MPLX
MPLX
$59.2B
| $209M | 0.07% |
5,869,436
+639,199
| +12% | +$22.3M |
|
278
Vanguard Intermediate-Term Treasury ETF
VGIT
$38.9B
| $208M | 0.07% |
3,634,239
-9,760
| -0.3% | -$566K |
|
279
VanEck Gold Miners ETF
GDX
$27.1B
| $207M | 0.07% |
7,708,983
-220,047
| -3% | -$6.49M |
|
280
iShares US Technology ETF
IYW
$26.2B
| $207M | 0.07% |
1,969,497
-94,341
| -5% | -$10.3M |
|
281
State Street Utilities Select Sector SPDR ETF
XLU
$20.5B
| $206M | 0.07% |
6,989,340
+1,521,604
| +28% | +$49M |
|
282
PUT
AbbVie
ABBV
$467B
| $206M | 0.07% |
1,379,000
+397,500
| +40% | +$58.4M |
|
283
CALL
T-Mobile US
TMUS
$178B
| $205M | 0.07% |
1,463,900
+195,000
| +15% | +$27M |
|
284
PUT
Alphabet (Google) Class C
GOOG
$4.1T
| $204M | 0.07% |
1,547,773
-185,415
| -11% | -$24.1M |
|
285
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
| $203M | 0.07% |
3,426,914
-50,676
| -1% | -$3.1M |
|
|
ATVI
286
CALL
DELISTED
Activision Blizzard
ATVI
| $203M | 0.07% |
2,162,900
+782,500
| +57% | +$71.4M |
|
287
PUT
Cisco
CSCO
$416B
| $201M | 0.07% |
3,747,200
+1,478,100
| +65% | +$79.7M |
|
288
Waste Management
WM
$83.3B
| $200M | 0.07% |
1,315,235
-60,021
| -4% | -$9.71M |
|
289
KLA
KLAC
$241B
| $200M | 0.07% |
4,371,120
+1,225,860
| +39% | +$58.8M |
|
290
PUT
Uber
UBER
$141B
| $199M | 0.07% |
4,336,500
+3,529,900
| +438% | +$161M |
|
291
Stryker
SYK
$104B
| $198M | 0.07% |
724,608
-86,481
| -11% | -$24.8M |
|
|
292
Uber
UBER
$141B
| $197M | 0.07% |
4,274,212
-298,941
| -7% | -$13.7M |
|
293
Illinois Tool Works
ITW
$77.3B
| $196M | 0.07% |
849,599
-57,819
| -6% | -$14.1M |
|
294
CALL
Broadcom
AVGO
$1.66T
| $195M | 0.07% |
2,342,920
-53,240
| -2% | -$4.62M |
|
|
295
CALL
iShares MSCI EAFE ETF
EFA
$77B
| $193M | 0.07% |
2,805,000
+1,289,600
| +85% | +$92.4M |
|
296
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.4B
| $193M | 0.07% |
1,911,606
+21,036
| +1% | +$2.25M |
|
|
SGEN
297
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
| $192M | 0.07% |
906,700
+692,500
| +323% | +$138M |
|
298
VanEck Semiconductor ETF
SMH
$76.5B
| $190M | 0.07% |
1,313,230
+191,540
| +17% | +$29M |
|
|
299
CALL
Alphabet (Google) Class A
GOOGL
$4.15T
| $190M | 0.07% |
1,453,312
+244,412
| +20% | +$31.6M |
|
300
Novartis
NVS
$273B
| $189M | 0.07% |
1,856,657
+58,406
| +3% | +$5.93M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.