UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $166M | 0.06% |
1,974,866
+324,799
| +20% | +$27.3M |
|
277
Pinduoduo
PDD
$126B
| $166M | 0.06% |
2,232,550
+1,455,585
| +187% | +$125M |
|
278
Schwab US Dividend Equity ETF
SCHD
$104B
| $165M | 0.06% |
8,969,487
+101,409
| +1% | +$1.87M |
|
279
PUT
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $165M | 0.06% |
2,822,200
-103,800
| -4% | -$5.86M |
|
280
Vanguard Small-Cap Growth ETF
VBK
$22.7B
| $165M | 0.06% |
765,587
-19,892
| -3% | -$4.2M |
|
281
PUT
Comcast
CMCSA
$87.3B
| $164M | 0.06% |
3,549,300
+701,600
| +25% | +$30.5M |
|
282
iShares US Technology ETF
IYW
$22.6B
| $163M | 0.06% |
2,169,052
-48,848
| -2% | -$3.57M |
|
283
TAL Education Group
TAL
$6.04B
| $163M | 0.06% |
2,140,924
+51,045
| +2% | +$3.85M |
|
284
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $162M | 0.06% |
4,070,439
+67,877
| +2% | +$2.7M |
|
285
Edwards Lifesciences
EW
$49.4B
| $162M | 0.06% |
2,027,404
+196,543
| +11% | +$15.3M |
|
286
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
| $161M | 0.06% |
857,419
-481
| -0.1% | -$88.8K |
|
287
Vanguard Mid-Cap Value ETF
VOE
$23.9B
| $157M | 0.06% |
1,550,496
+65,437
| +4% | +$6.63M |
|
288
PUT
iShares MSCI Brazil ETF
EWZ
$8.98B
| $156M | 0.06% |
5,642,900
-933,200
| -14% | -$28.6M |
|
289
Eli Lilly
LLY
$1.08T
| $156M | 0.06% |
1,052,349
-45,031
| -4% | -$6.97M |
|
290
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $155M | 0.06% |
4,676,407
+242,269
| +5% | +$8.05M |
|
291
PUT
Broadcom
AVGO
$1.76T
| $154M | 0.06% |
4,228,000
-697,000
| -14% | -$23.3M |
|
292
PUT
Intel
INTC
$413B
| $152M | 0.06% |
2,936,500
-605,100
| -17% | -$31.5M |
|
293
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $151M | 0.06% |
2,211,827
-473,698
| -18% | -$32.2M |
|
294
CALL
Snowflake
SNOW
$98.1B
| $151M | 0.06% |
+600,000
| New | +$143M |
|
295
CALL
Boeing
BA
$169B
| $151M | 0.06% |
910,888
+355,527
| +64% | +$60.6M |
|
296
iShares MBS ETF
MBB
$39.1B
| $150M | 0.06% |
1,359,465
+213,675
| +19% | +$23.6M |
|
297
Intuitive Surgical
ISRG
$127B
| $148M | 0.06% |
627,129
-81,165
| -11% | -$18.2M |
|
298
Norfolk Southern
NSC
$75.4B
| $148M | 0.06% |
692,958
+36,890
| +6% | +$7.41M |
|
299
Waste Management
WM
$95B
| $148M | 0.06% |
1,309,776
+350,065
| +36% | +$38.7M |
|
|
SAFE
300
DELISTED
Safehold Inc.
SAFE
| $147M | 0.06% |
2,371,346
-95,089
| -4% | -$5.15M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.