UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $172M | 0.07% |
2,794,000
+2,626,500
| +1,568% | +$158M |
|
277
CALL
Tesla
TSLA
$1.22T
| $171M | 0.07% |
10,662,720
-4,880,190
| -31% | -$76.4M |
|
278
State Street SPDR S&P Biotech ETF
XBI
$10.3B
| $170M | 0.07% |
2,231,373
-3,276,738
| -59% | -$272M |
|
279
CALL
iShares MSCI EAFE ETF
EFA
$78.5B
| $170M | 0.07% |
2,609,100
+308,400
| +13% | +$19.9M |
|
280
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $170M | 0.07% |
1,330,000
+260,000
| +24% | +$32.8M |
|
281
Duke Energy
DUK
$98.4B
| $168M | 0.06% |
1,751,010
+232,230
| +15% | +$21.1M |
|
282
PUT
Advanced Micro Devices
AMD
$791B
| $168M | 0.06% |
5,785,840
+2,306,040
| +66% | +$72.3M |
|
283
PUT
Citigroup
C
$222B
| $166M | 0.06% |
2,401,400
+146,300
| +6% | +$9.95M |
|
284
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $164M | 0.06% |
1,795,807
+211,765
| +13% | +$19.2M |
|
285
Yum! Brands
YUM
$43.3B
| $163M | 0.06% |
1,440,121
-181,083
| -11% | -$20.7M |
|
286
iShares Select Dividend ETF
DVY
$23.6B
| $163M | 0.06% |
1,598,633
-39,498
| -2% | -$3.94M |
|
287
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $163M | 0.06% |
4,333,897
-442,040
| -9% | -$16.4M |
|
288
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
| $161M | 0.06% |
5,446,800
-1,756,200
| -24% | -$53.1M |
|
289
PUT
Deutsche Bank
DB
$69.6B
| $161M | 0.06% |
23,387,689
+10,893,400
| +87% | +$82.9M |
|
290
First Trust Preferred Securities and Income ETF
FPE
$6.31B
| $160M | 0.06% |
8,120,396
+1,346,288
| +20% | +$26.4M |
|
291
Brighthouse Financial
BHF
$3.64B
| $158M | 0.06% |
3,907,628
-196,746
| -5% | -$7.33M |
|
292
Becton Dickinson
BDX
$45.6B
| $157M | 0.06% |
638,065
+97,309
| +18% | +$24M |
|
293
Caterpillar
CAT
$373B
| $157M | 0.06% |
1,245,952
+29,402
| +2% | +$3.74M |
|
294
iShares Short Maturity Bond ETF
NEAR
$4.83B
| $157M | 0.06% |
3,122,678
+140,434
| +5% | +$7.06M |
|
295
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $157M | 0.06% |
2,805,208
-38,040
| -1% | -$2.14M |
|
296
Delta Air Lines
DAL
$58.3B
| $155M | 0.06% |
2,697,765
+338,869
| +14% | +$20.1M |
|
297
Schwab US Broad Market ETF
SCHB
$43B
| $155M | 0.06% |
13,122,252
-31,631,508
| -71% | -$374M |
|
298
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
| $155M | 0.06% |
1,730,175
+364,698
| +27% | +$34.3M |
|
299
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.63B
| $154M | 0.06% |
5,539,118
-69,536
| -1% | -$1.92M |
|
300
Universal Health Services
UHS
$9.88B
| $153M | 0.06% |
1,030,117
-257,320
| -20% | -$37M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.