UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $3.16M | ﹤0.01% |
39,773
+2,821
| +8% | +$197K |
|
|
FREE
2927
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
| $3.16M | ﹤0.01% |
290,103
-149,902
| -34% | -$1.37M |
|
|
X
2928
CALL
DELISTED
US Steel
X
| $3.16M | ﹤0.01% |
188,500
-1,453,225
| -89% | -$18.1M |
|
2929
iShares S&P India Nifty 50 Index Fund
INDY
$532M
| $3.16M | ﹤0.01% |
74,363
+934
| +1% | +$35.9K |
|
2930
Brink's
BCO
$4.37B
| $3.15M | ﹤0.01% |
43,771
+27,939
| +176% | +$1.63M |
|
|
CNH
2931
PUT
CNH Industrial
CNH
$21.6B
| $3.15M | ﹤0.01% |
281,505
| – | – |
|
|
SPNS
2932
DELISTED
Sapiens International
SPNS
| $3.14M | ﹤0.01% |
102,567
-48,939
| -32% | -$1.43M |
|
|
MRTX
2933
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $3.14M | ﹤0.01% |
14,290
+1,725
| +14% | +$373K |
|
2934
PUT
Knight Transportation
KNX
$10.9B
| $3.14M | ﹤0.01% |
75,000
| – | – |
|
2935
iShares Core International Aggregate Bond Fund
IAGG
$11.8B
| $3.13M | ﹤0.01% |
55,763
+3,066
| +6% | +$171K |
|
2936
Green Dot
GDOT
$750M
| $3.13M | ﹤0.01% |
56,150
+24,334
| +76% | +$1.38M |
|
2937
MaxLinear
MXL
$7.36B
| $3.13M | ﹤0.01% |
81,993
+27,195
| +50% | +$789K |
|
2938
Invesco Golden Dragon China ETF
PGJ
$84.2M
| $3.13M | ﹤0.01% |
49,021
+16,471
| +51% | +$948K |
|
2939
First Bancorp
FBP
$4.21B
| $3.13M | ﹤0.01% |
339,478
+32,107
| +10% | +$245K |
|
2940
Cirrus Logic
CRUS
$5.95B
| $3.13M | ﹤0.01% |
38,014
-17,883
| -32% | -$1.34M |
|
2941
CALL
Freeport-McMoran
FCX
$103B
| $3.12M | ﹤0.01% |
120,000
-127,700
| -52% | -$2.65M |
|
2942
Invesco Pharmaceuticals ETF
PJP
$547M
| $3.11M | ﹤0.01% |
43,593
-781
| -2% | -$52.3K |
|
2943
Winmark
WINA
$1.03B
| $3.11M | ﹤0.01% |
16,736
+14,457
| +634% | +$2.57M |
|
2944
Pacer Global Cash Cows Dividend ETF
GCOW
$3.51B
| $3.1M | ﹤0.01% |
108,086
-6,812
| -6% | -$182K |
|
2945
WisdomTree US AI Enhanced Value Fund
AIVL
$416M
| $3.1M | ﹤0.01% |
36,984
-7,596
| -17% | -$611K |
|
2946
First Financial Bankshares
FFIN
$4.7B
| $3.1M | ﹤0.01% |
85,614
-3,369
| -4% | -$110K |
|
2947
Floor & Decor
FND
$5.03B
| $3.09M | ﹤0.01% |
33,263
-217,664
| -87% | -$18.2M |
|
2948
State Street Global Allocation ETF
GAL
$317M
| $3.09M | ﹤0.01% |
72,265
-3,160
| -4% | -$129K |
|
2949
Resideo Technologies
REZI
$2.79B
| $3.09M | ﹤0.01% |
145,299
-1,527
| -1% | -$24.4K |
|
2950
PUT
Air Products & Chemicals
APD
$63.3B
| $3.09M | ﹤0.01% |
11,300
+10,800
| +2,160% | +$3.04M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.