UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
iShares Government/Credit Bond ETF
GBF
$127M
| $2.29M | ﹤0.01% |
18,298
-16,149
| -47% | -$2.04M |
|
2927
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $2.29M | ﹤0.01% |
36,952
+1,270
| +4% | +$79.3K |
|
2928
ProQR Therapeutics
PRQR
$255M
| $2.29M | ﹤0.01% |
478,325
-3,941
| -0.8% | -$20.6K |
|
|
OPLN
2929
Openlane
OPLN
$4.58B
| $2.29M | ﹤0.01% |
158,947
+123,404
| +347% | +$1.93M |
|
2930
Louisiana-Pacific
LPX
$5.2B
| $2.29M | ﹤0.01% |
77,537
+61,266
| +377% | +$1.88M |
|
2931
Universal Corp
UVV
$1.18B
| $2.29M | ﹤0.01% |
54,578
+3,666
| +7% | +$157K |
|
2932
Essential Properties Realty Trust
EPRT
$6.53B
| $2.28M | ﹤0.01% |
124,631
+48,815
| +64% | +$827K |
|
2933
CVB Financial
CVBF
$3.97B
| $2.28M | ﹤0.01% |
137,185
-8,764
| -6% | -$156K |
|
2934
Teradata
TDC
$2.58B
| $2.28M | ﹤0.01% |
100,512
+66,869
| +199% | +$1.49M |
|
2935
KraneShares MSCI All China Health Care Index ETF
KURE
$108M
| $2.26M | ﹤0.01% |
67,407
+3,372
| +5% | +$115K |
|
2936
Criteo S.A. Ordinary Shares
CRTO
$902M
| $2.26M | ﹤0.01% |
185,183
+9,994
| +6% | +$129K |
|
|
EOI
2937
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
| $2.26M | ﹤0.01% |
154,209
+14,206
| +10% | +$214K |
|
2938
Royalty Pharma
RPRX
$25.8B
| $2.25M | ﹤0.01% |
53,550
+44,649
| +502% | +$1.92M |
|
2939
PUT
TJX Companies
TJX
$175B
| $2.25M | ﹤0.01% |
40,400
-28,000
| -41% | -$1.51M |
|
2940
Vir Biotechnology
VIR
$1.5B
| $2.25M | ﹤0.01% |
65,421
+27,993
| +75% | +$1.21M |
|
2941
PUT
Kroger
KR
$34.6B
| $2.25M | ﹤0.01% |
66,200
+1,300
| +2% | +$44.9K |
|
|
ERUS
2942
DELISTED
iShares MSCI Russia ETF
ERUS
| $2.24M | ﹤0.01% |
69,086
-29,866
| -30% | -$1.04M |
|
2943
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
| $2.24M | ﹤0.01% |
47,297
-5,281
| -10% | -$252K |
|
|
MMT
2944
Aberdeen Multi-Market Income Fund
MMT
$242M
| $2.24M | ﹤0.01% |
398,559
+24,981
| +7% | +$145K |
|
2945
CALL
Hartford Financial Services
HIG
$38.7B
| $2.24M | ﹤0.01% |
60,700
| – | – |
|
|
MAG
2946
CALL
DELISTED
MAG Silver
MAG
| $2.23M | ﹤0.01% |
137,200
+43,900
| +47% | +$703K |
|
|
KTF
2947
DWS Municipal Income Trust
KTF
$352M
| $2.22M | ﹤0.01% |
200,459
-338
| -0.2% | -$3.78K |
|
2948
Invesco Next Gen Media and Gaming ETF
GGME
$46.4M
| $2.21M | ﹤0.01% |
61,093
-1,122
| -2% | -$39.3K |
|
2949
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
| $2.21M | ﹤0.01% |
58,148
+25,817
| +80% | +$996K |
|
|
PMM
2950
Franklin Managed Municipal Income Trust
PMM
$272M
| $2.21M | ﹤0.01% |
288,004
+893
| +0.3% | +$6.93K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.