UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Invesco Global Water ETF
PIO
$261M
| $3.58M | ﹤0.01% |
115,964
+480
| +0.4% | +$14K |
|
2927
First Financial Bancorp
FFBC
$3.41B
| $3.58M | ﹤0.01% |
140,688
+17,050
| +14% | +$416K |
|
|
PFPT
2928
DELISTED
Proofpoint, Inc.
PFPT
| $3.58M | ﹤0.01% |
31,158
-5,030
| -14% | -$600K |
|
2929
NETSCOUT
NTCT
$2.87B
| $3.57M | ﹤0.01% |
148,500
+85,614
| +136% | +$2.02M |
|
2930
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$298M
| $3.57M | ﹤0.01% |
154,025
+6,655
| +5% | +$153K |
|
2931
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
$3B
| $3.57M | ﹤0.01% |
66,238
+65,754
| +13,586% | +$3.46M |
|
|
MVF
2932
DELISTED
BlackRock MuniVest Fund
MVF
| $3.56M | ﹤0.01% |
391,312
+50,121
| +15% | +$454K |
|
2933
Westamerica Bancorp
WABC
$1.4B
| $3.56M | ﹤0.01% |
52,594
+6,200
| +13% | +$405K |
|
2934
Integer Holdings
ITGR
$4.3B
| $3.56M | ﹤0.01% |
44,255
+16,126
| +57% | +$1.23M |
|
2935
Lindblad Expeditions
LIND
$1.86B
| $3.56M | ﹤0.01% |
217,651
+7,864
| +4% | +$126K |
|
2936
CALL
Bausch Health
BHC
$2.13B
| $3.55M | ﹤0.01% |
118,630
+4,730
| +4% | +$123K |
|
2937
Cabot Corp
CBT
$4.07B
| $3.55M | ﹤0.01% |
74,666
+53,095
| +246% | +$2.46M |
|
2938
Saia
SAIA
$8.63B
| $3.55M | ﹤0.01% |
38,095
+12,588
| +49% | +$1.19M |
|
2939
Diodes
DIOD
$4.41B
| $3.54M | ﹤0.01% |
62,863
-4,687
| -7% | -$217K |
|
2940
PIMCO Corporate & Income Opportunity Fund
PTY
$2.38B
| $3.54M | ﹤0.01% |
186,273
-3,643
| -2% | -$67.3K |
|
|
WW
2941
CALL
DELISTED
WW International
WW
| $3.53M | ﹤0.01% |
92,500
| – | – |
|
|
EPAY
2942
DELISTED
Bottomline Technologies Inc
EPAY
| $3.53M | ﹤0.01% |
65,783
+34,480
| +110% | +$1.57M |
|
2943
PUT
Mattel
MAT
$3.8B
| $3.52M | ﹤0.01% |
260,000
| – | – |
|
2944
Quaker Houghton
KWR
$2.81B
| $3.52M | ﹤0.01% |
21,402
-11,792
| -36% | -$1.83M |
|
2945
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.49B
| $3.52M | ﹤0.01% |
142,454
+12,586
| +10% | +$310K |
|
|
ENDP
2946
PUT
DELISTED
Endo International plc
ENDP
| $3.52M | ﹤0.01% |
750,000
-114,200
| -13% | -$509K |
|
2947
AAR Corp
AIR
$4.67B
| $3.51M | ﹤0.01% |
77,846
+4,510
| +6% | +$196K |
|
|
MRO
2948
DELISTED
Marathon Oil Corporation
MRO
| $3.51M | ﹤0.01% |
258,463
-82,495
| -24% | -$1.01M |
|
|
JPI
2949
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $3.51M | ﹤0.01% |
135,871
+27,826
| +26% | +$698K |
|
2950
Ultragenyx Pharmaceutical
RARE
$1.43B
| $3.51M | ﹤0.01% |
82,100
-82,148
| -50% | -$3.39M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.