UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
iShares MSCI Denmark ETF
EDEN
$189M
| $3.37M | ﹤0.01% |
34,481
-2,035
| -6% | -$184K |
|
2877
Simulations Plus
SLP
$373M
| $3.36M | ﹤0.01% |
46,703
+26,139
| +127% | +$1.73M |
|
2878
ProShares Short 20+ Year Treasury ETF
TBF
$120M
| $3.36M | ﹤0.01% |
212,873
-3,215
| -1% | -$50.5K |
|
2879
CALL
Rackspace Technology
RXT
$969M
| $3.35M | ﹤0.01% |
+176,000
| New | +$3.18M |
|
2880
SLM Corp
SLM
$4.72B
| $3.34M | ﹤0.01% |
269,423
-156,270
| -37% | -$1.64M |
|
2881
C4 Therapeutics
CCCC
$417M
| $3.34M | ﹤0.01% |
+100,716
| New | +$2.92M |
|
2882
FuelCell Energy
FCEL
$1.45B
| $3.33M | ﹤0.01% |
9,950
+7,880
| +381% | +$1.29M |
|
2883
WisdomTree True Developed International Fund
DOL
$840M
| $3.33M | ﹤0.01% |
72,523
-4,849
| -6% | -$211K |
|
2884
STAG Industrial
STAG
$7.25B
| $3.33M | ﹤0.01% |
106,192
-5,889
| -5% | -$184K |
|
2885
PUT
Ligand Pharmaceuticals
LGND
$5.65B
| $3.32M | ﹤0.01% |
+53,540
| New | +$3.05M |
|
|
HI
2886
DELISTED
Hillenbrand
HI
| $3.32M | ﹤0.01% |
83,374
+23,179
| +39% | +$800K |
|
|
ENX
2887
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $3.31M | ﹤0.01% |
269,645
+122,868
| +84% | +$1.47M |
|
|
MFL
2888
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $3.31M | ﹤0.01% |
235,115
+4,884
| +2% | +$66.8K |
|
2889
CALL
Amplify Alternative Harvest ETF
MJ
$110M
| $3.31M | ﹤0.01% |
+19,192
| New | +$3.04M |
|
2890
Dorman Products
DORM
$3.63B
| $3.3M | ﹤0.01% |
38,048
-5,758
| -13% | -$534K |
|
2891
HUB Group
HUBG
$2B
| $3.3M | ﹤0.01% |
115,880
-109,578
| -49% | -$2.97M |
|
2892
Asbury Automotive
ABG
$3.29B
| $3.3M | ﹤0.01% |
22,635
+10,137
| +81% | +$1.26M |
|
2893
Invesco S&P MidCap Momentum ETF
XMMO
$7.07B
| $3.3M | ﹤0.01% |
42,149
+4,472
| +12% | +$324K |
|
2894
Golub Capital BDC
GBDC
$3.26B
| $3.29M | ﹤0.01% |
232,685
-265,819
| -53% | -$3.63M |
|
2895
PUT
HCA Healthcare
HCA
$92.6B
| $3.29M | ﹤0.01% |
20,000
| – | – |
|
2896
Energizer
ENR
$1.46B
| $3.29M | ﹤0.01% |
77,916
-5,514
| -7% | -$233K |
|
2897
NiSource
NI
$19.5B
| $3.28M | ﹤0.01% |
143,163
-2,902
| -2% | -$67.9K |
|
2898
BlackRock TCP Capital
TCPC
$336M
| $3.28M | ﹤0.01% |
292,068
-46,411
| -14% | -$503K |
|
2899
PUT
Becton Dickinson
BDX
$49.3B
| $3.28M | ﹤0.01% |
13,428
| – | – |
|
2900
Beam Global
BEEM
$29.9M
| $3.28M | ﹤0.01% |
44,419
+43,244
| +3,680% | +$1.2M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.