UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
Tortoise North American Pipeline ETF
TPYP
$863M
| $2.43M | ﹤0.01% |
162,169
+7,118
| +5% | +$118K |
|
2877
PUT
Tyson Foods
TSN
$20.1B
| $2.43M | ﹤0.01% |
40,800
+800
| +2% | +$49.3K |
|
|
RMI
2878
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
| $2.43M | ﹤0.01% |
118,903
-60,332
| -34% | -$1.27M |
|
2879
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
| $2.42M | ﹤0.01% |
97,146
+51,396
| +112% | +$1.29M |
|
|
MEN
2880
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $2.42M | ﹤0.01% |
214,185
+9,495
| +5% | +$109K |
|
|
THW
2881
abrdn World Healthcare Fund
THW
$557M
| $2.41M | ﹤0.01% |
168,359
+6,247
| +4% | +$90.8K |
|
2882
RLI Corp
RLI
$5.83B
| $2.41M | ﹤0.01% |
57,560
+27,348
| +91% | +$1.2M |
|
2883
Hancock Whitney
HWC
$6.23B
| $2.41M | ﹤0.01% |
127,973
+57,958
| +83% | +$1.13M |
|
2884
iShares Global Materials ETF
MXI
$363M
| $2.4M | ﹤0.01% |
34,432
+10,695
| +45% | +$735K |
|
2885
Cooper-Standard Automotive
CPS
$504M
| $2.4M | ﹤0.01% |
181,737
+118,020
| +185% | +$1.64M |
|
2886
ProShares UltraPro Short QQQ
SQQQ
$1.75B
| $2.4M | ﹤0.01% |
805
+464
| +136% | +$1.61M |
|
2887
Patterson-UTI
PTEN
$4.19B
| $2.4M | ﹤0.01% |
841,394
+386,297
| +85% | +$1.42M |
|
2888
RGC Resources
RGCO
$225M
| $2.4M | ﹤0.01% |
102,289
-1,603
| -2% | -$37.7K |
|
2889
Visteon
VC
$2.8B
| $2.39M | ﹤0.01% |
34,542
+15,726
| +84% | +$1.16M |
|
2890
UMB Financial
UMBF
$11.1B
| $2.38M | ﹤0.01% |
48,597
+27,719
| +133% | +$1.4M |
|
2891
1-800-Flowers.com
FLWS
$255M
| $2.38M | ﹤0.01% |
95,251
+86,722
| +1,017% | +$2.29M |
|
2892
Iovance Biotherapeutics
IOVA
$2.9B
| $2.37M | ﹤0.01% |
71,979
+26,685
| +59% | +$818K |
|
|
WCC
2893
WESCO International
WCC
$17.9B
| $2.37M | ﹤0.01% |
53,846
-107,990
| -67% | -$4.61M |
|
2894
PUT
Medtronic
MDT
$114B
| $2.37M | ﹤0.01% |
22,800
+700
| +3% | +$70.3K |
|
2895
BlackLine
BL
$1.7B
| $2.36M | ﹤0.01% |
26,324
-18,443
| -41% | -$1.55M |
|
2896
iShares MSCI Emerging Markets Asia ETF
EEMA
$857M
| $2.36M | ﹤0.01% |
31,563
+3,004
| +11% | +$223K |
|
2897
PUT
Philip Morris
PM
$290B
| $2.35M | ﹤0.01% |
31,400
-72,500
| -70% | -$5.59M |
|
2898
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
| $2.35M | ﹤0.01% |
119,685
+15
| +0% | +$294 |
|
2899
Radian Group
RDN
$4.87B
| $2.35M | ﹤0.01% |
160,957
+21,620
| +16% | +$322K |
|
2900
CALL
Blackstone
BX
$113B
| $2.35M | ﹤0.01% |
45,000
| – | – |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.