UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2726
Applied Industrial Technologies
AIT
$12.2B
| $4.35M | ﹤0.01% |
65,275
+19,439
| +42% | +$1.19M |
|
2727
Oxford Square Capital
OXSQ
$137M
| $4.35M | ﹤0.01% |
799,675
+112,871
| +16% | +$624K |
|
2728
Prestige Consumer Healthcare
PBH
$2.21B
| $4.35M | ﹤0.01% |
107,370
+50,635
| +89% | +$1.89M |
|
2729
CALL
Steel Dynamics
STLD
$33.5B
| $4.34M | ﹤0.01% |
+127,500
| New | +$4.07M |
|
2730
Invesco Biotechnology & Genome ETF
PBE
$424M
| $4.34M | ﹤0.01% |
77,681
+665
| +0.9% | +$34.7K |
|
2731
Tompkins Financial
TMP
$1.43B
| $4.34M | ﹤0.01% |
47,392
+27,278
| +136% | +$2.36M |
|
2732
MGE Energy Inc
MGEE
$2.65B
| $4.33M | ﹤0.01% |
54,948
+16,329
| +42% | +$1.26M |
|
|
SFBS
2733
ServisFirst Bancshares
SFBS
$4.52B
| $4.33M | ﹤0.01% |
229,772
+45,398
| +25% | +$812K |
|
|
TCO
2734
DELISTED
Taubman Centers Inc.
TCO
| $4.33M | ﹤0.01% |
139,226
+120,737
| +653% | +$4.14M |
|
2735
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$702M
| $4.32M | ﹤0.01% |
159,400
+16,800
| +12% | +$442K |
|
2736
Forward Air
FWRD
$496M
| $4.32M | ﹤0.01% |
61,695
-39,506
| -39% | -$2.68M |
|
2737
NeoGenomics
NEO
$2.48B
| $4.32M | ﹤0.01% |
147,527
+58,090
| +65% | +$1.38M |
|
2738
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $4.31M | ﹤0.01% |
149,558
-4,511
| -3% | -$129K |
|
|
OEFA
2739
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$34.1M
| $4.3M | ﹤0.01% |
167,801
-5,488
| -3% | -$135K |
|
2740
Global X US Preferred ETF
PFFD
$2.08B
| $4.3M | ﹤0.01% |
171,844
+22,540
| +15% | +$563K |
|
2741
CALL
Harmony Gold Mining
HMY
$11.9B
| $4.3M | ﹤0.01% |
+1,184,500
| New | +$3.8M |
|
2742
InMode
INMD
$821M
| $4.3M | ﹤0.01% |
219,200
+187,096
| +583% | +$3.52M |
|
2743
Wolfspeed
WOLF
$1.46B
| $4.29M | ﹤0.01% |
93,037
+58,776
| +172% | +$2.74M |
|
2744
iShares Global Clean Energy ETF
ICLN
$2.07B
| $4.29M | ﹤0.01% |
365,144
+65,783
| +22% | +$724K |
|
2745
PUT
T. Rowe Price
TROW
$22.5B
| $4.29M | ﹤0.01% |
+35,200
| New | +$4.16M |
|
2746
CALL
Insulet
PODD
$9.44B
| $4.28M | ﹤0.01% |
+25,000
| New | +$4.17M |
|
|
NP
2747
DELISTED
Neenah, Inc. Common Stock
NP
| $4.27M | ﹤0.01% |
60,685
+44,245
| +269% | +$3.01M |
|
2748
First Trust Indxx NextG ETF
NXTG
$571M
| $4.27M | ﹤0.01% |
77,790
+589
| +0.8% | +$31K |
|
2749
StoneCo
STNE
$2.14B
| $4.27M | ﹤0.01% |
106,934
+18,793
| +21% | +$687K |
|
|
2750
CALL
T. Rowe Price
TROW
$22.5B
| $4.26M | ﹤0.01% |
+35,000
| New | +$4.13M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.