UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Dow Inc
DOW
$22B
| $193M | 0.07% |
4,096,873
+313,426
| +8% | +$14.1M |
|
252
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
| $192M | 0.07% |
6,225,230
+196,318
| +3% | +$6.14M |
|
253
Deere & Co
DE
$165B
| $191M | 0.07% |
862,843
+354,016
| +70% | +$68.4M |
|
254
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $188M | 0.07% |
3,711,323
+23,693
| +0.6% | +$1.2M |
|
255
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $186M | 0.07% |
12,441,400
-2,485,800
| -17% | -$44.1M |
|
256
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $186M | 0.07% |
1,720,298
+139,228
| +9% | +$15.1M |
|
257
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $185M | 0.07% |
9,633,080
-510,550
| -5% | -$9.75M |
|
258
iShares US Real Estate ETF
IYR
$4.75B
| $184M | 0.07% |
2,304,787
-252,873
| -10% | -$20.4M |
|
259
Intuit
INTU
$91.1B
| $183M | 0.07% |
560,491
+251,271
| +81% | +$78.6M |
|
260
PUT
Citigroup
C
$213B
| $181M | 0.07% |
4,187,600
-1,252,100
| -23% | -$62.4M |
|
261
Phillips 66
PSX
$82.9B
| $180M | 0.07% |
3,465,797
+686,402
| +25% | +$41.9M |
|
262
American Express
AXP
$224B
| $180M | 0.07% |
1,790,523
-140,108
| -7% | -$13.8M |
|
263
Dominion Energy
D
$62B
| $179M | 0.07% |
2,262,574
-24,938
| -1% | -$1.96M |
|
264
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $178M | 0.07% |
1,945,978
-877,284
| -31% | -$80.3M |
|
265
CALL
UBS Group
UBS
$170B
| $178M | 0.07% |
15,953,034
+2,964,165
| +23% | +$35.5M |
|
266
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $177M | 0.07% |
1,918,921
-162,874
| -8% | -$15.4M |
|
267
Travelers Companies
TRV
$81.1B
| $175M | 0.07% |
1,613,006
+328,209
| +26% | +$37.6M |
|
268
Ecolab
ECL
$79.8B
| $174M | 0.07% |
872,170
-244,957
| -22% | -$49M |
|
269
iShares Russell 1000 ETF
IWB
$47.1B
| $174M | 0.07% |
931,037
-144,669
| -13% | -$26.7M |
|
270
PUT
Nike
NKE
$64.1B
| $173M | 0.07% |
1,377,200
-304,700
| -18% | -$32.7M |
|
271
Vanguard Real Estate ETF
VNQ
$39.9B
| $171M | 0.06% |
2,166,718
-948,897
| -30% | -$76.2M |
|
272
Illinois Tool Works
ITW
$84.1B
| $169M | 0.06% |
873,941
+57,320
| +7% | +$10.9M |
|
273
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $169M | 0.06% |
4,674,074
+4,576
| +0.1% | +$164K |
|
274
Air Products & Chemicals
APD
$65.5B
| $167M | 0.06% |
559,297
-80,481
| -13% | -$23.2M |
|
|
275
PUT
Gaotu Techedu
GOTU
$405M
| $166M | 0.06% |
1,840,900
+1,696,700
| +1,177% | +$151M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.