UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SPLK
251
DELISTED
Splunk Inc
SPLK
| $191M | 0.07% |
1,616,440
+122,619
| +8% | +$15.3M |
|
252
Newmont
NEM
$101B
| $190M | 0.07% |
5,022,814
+320,624
| +7% | +$12.5M |
|
253
MetLife
MET
$62.5B
| $190M | 0.07% |
4,038,599
+1,433,848
| +55% | +$68.4M |
|
254
PUT
Salesforce
CRM
$148B
| $190M | 0.07% |
1,278,100
+114,500
| +10% | +$17.4M |
|
255
PUT
Intel
INTC
$460B
| $189M | 0.07% |
3,676,800
-47,700
| -1% | -$2.35M |
|
256
PUT
Comcast
CMCSA
$84B
| $187M | 0.07% |
4,149,500
+1,994,400
| +93% | +$88.4M |
|
257
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
| $186M | 0.07% |
5,645,686
+92,298
| +2% | +$3.12M |
|
|
258
CALL
UBS Group
UBS
$175B
| $186M | 0.07% |
16,448,154
+4,346,358
| +36% | +$48.9M |
|
259
VanEck Semiconductor ETF
SMH
$65B
| $186M | 0.07% |
3,117,558
-3,470,352
| -53% | -$201M |
|
260
Vanguard FTSE Europe ETF
VGK
$30.8B
| $185M | 0.07% |
3,457,536
-397,663
| -10% | -$21.3M |
|
261
Targa Resources
TRGP
$57.6B
| $185M | 0.07% |
4,614,185
+1,526,465
| +49% | +$58.3M |
|
262
Vanguard Total World Stock ETF
VT
$76.9B
| $184M | 0.07% |
2,465,179
-389,078
| -14% | -$29.1M |
|
263
PUT
Alphabet (Google) Class C
GOOG
$4.08T
| $184M | 0.07% |
3,016,000
-26,300
| -0.9% | -$1.56M |
|
264
Oneok
OKE
$56.1B
| $184M | 0.07% |
2,494,000
+36,920
| +2% | +$2.61M |
|
265
Marathon Petroleum
MPC
$91.7B
| $180M | 0.07% |
2,963,533
-284,448
| -9% | -$15M |
|
266
DuPont de Nemours
DD
$18.7B
| $179M | 0.07% |
2,003,296
-508,723
| -20% | -$44.8M |
|
267
General Mills
GIS
$19.4B
| $179M | 0.07% |
3,249,454
-36,705
| -1% | -$1.98M |
|
268
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
| $178M | 0.07% |
3,420,526
+311,216
| +10% | +$16.2M |
|
269
Williams Companies
WMB
$86.7B
| $177M | 0.07% |
7,354,006
+387,314
| +6% | +$9.76M |
|
270
Edwards Lifesciences
EW
$50B
| $176M | 0.07% |
2,404,173
-44,430
| -2% | -$3.12M |
|
271
ConocoPhillips
COP
$145B
| $176M | 0.07% |
3,087,348
-1,082,713
| -26% | -$61.6M |
|
272
GE Aerospace
GE
$368B
| $174M | 0.07% |
3,910,367
-84,847
| -2% | -$3.99M |
|
273
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $174M | 0.07% |
1,371,946
+262,819
| +24% | +$33.2M |
|
274
BHP
BHP
$218B
| $173M | 0.07% |
3,934,805
-1,047,580
| -21% | -$48.9M |
|
275
Constellation Brands
STZ
$22.3B
| $172M | 0.07% |
832,176
+31,041
| +4% | +$6.23M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.