UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
Gladstone Capital
GLAD
$437M
| $4.86M | ﹤0.01% |
244,517
+103,573
| +73% | +$2.08M |
|
|
HDS
2627
DELISTED
HD Supply Holdings, Inc.
HDS
| $4.84M | ﹤0.01% |
120,379
-142,334
| -54% | -$5.66M |
|
2628
WisdomTree International AI Enhanced Value Fund
AIVI
$61.7M
| $4.84M | ﹤0.01% |
113,508
-809
| -0.7% | -$33.8K |
|
2629
MidCap Financial Investment
MFIC
$731M
| $4.84M | ﹤0.01% |
277,010
-88,557
| -24% | -$1.46M |
|
|
HPF
2630
John Hancock Preferred Income Fund II
HPF
$298M
| $4.83M | ﹤0.01% |
216,753
-2,774
| -1% | -$61.1K |
|
|
FSCT
2631
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
| $4.82M | ﹤0.01% |
147,059
+33,600
| +30% | +$1.1M |
|
2632
Fox Class B
FOX
$23.8B
| $4.82M | ﹤0.01% |
132,416
-748,484
| -85% | -$25.1M |
|
2633
Trustmark
TRMK
$2.67B
| $4.82M | ﹤0.01% |
139,607
+50,181
| +56% | +$1.73M |
|
2634
Terreno Realty
TRNO
$7.2B
| $4.82M | ﹤0.01% |
88,967
+34,309
| +63% | +$1.88M |
|
2635
Nuveen Municipal Credit Opportunities Fund
NMCO
$520M
| $4.81M | ﹤0.01% |
310,777
+261,027
| +525% | +$4.03M |
|
2636
SLM Corp
SLM
$4.45B
| $4.81M | ﹤0.01% |
540,021
+327,637
| +154% | +$2.85M |
|
2637
Frontline
FRO
$10.6B
| $4.81M | ﹤0.01% |
373,884
+86,757
| +30% | +$945K |
|
|
NXR
2638
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $4.81M | ﹤0.01% |
295,006
-3,044
| -1% | -$48.7K |
|
2639
Boise Cascade
BCC
$2.69B
| $4.81M | ﹤0.01% |
131,595
+124,375
| +1,723% | +$4.51M |
|
2640
Boyd Gaming
BYD
$5.18B
| $4.8M | ﹤0.01% |
160,435
+130,207
| +431% | +$3.67M |
|
2641
iShares Morningstar Small-Cap Value ETF
ISCV
$663M
| $4.8M | ﹤0.01% |
100,329
+1,620
| +2% | +$74.6K |
|
|
KW
2642
DELISTED
Kennedy-Wilson Holdings
KW
| $4.79M | ﹤0.01% |
214,759
-166,741
| -44% | -$3.74M |
|
2643
Nuveen ESG US Aggregate Bond ETF
NUBD
$480M
| $4.79M | ﹤0.01% |
187,297
+17,192
| +10% | +$441K |
|
2644
Enphase Energy
ENPH
$4.28B
| $4.77M | ﹤0.01% |
182,666
+30,398
| +20% | +$692K |
|
2645
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$596M
| $4.76M | ﹤0.01% |
61,572
+78
| +0.1% | +$5.84K |
|
2646
Nuveen California Municipal Value Fund
NCA
$277M
| $4.75M | ﹤0.01% |
446,527
+14,994
| +3% | +$157K |
|
|
NIE
2647
Virtus Equity & Convertible Income Fund
NIE
$695M
| $4.75M | ﹤0.01% |
209,553
+83,914
| +67% | +$1.86M |
|
|
LGF.B
2648
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $4.74M | ﹤0.01% |
477,622
+145,354
| +44% | +$1.25M |
|
2649
First Trust Multi Cap Value AlphaDEX Fund
FAB
$161M
| $4.74M | ﹤0.01% |
81,657
-2,020
| -2% | -$112K |
|
2650
PUT
Capital One
COF
$123B
| $4.73M | ﹤0.01% |
46,000
+30,000
| +188% | +$2.89M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.