UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2601
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.15B
| $4.84M | ﹤0.01% |
112,392
-4,687
| -4% | -$209K |
|
2602
XP
XP
$10.4B
| $4.83M | ﹤0.01% |
209,444
+89,844
| +75% | +$2.25M |
|
2603
PUT
Teladoc Health
TDOC
$1.11B
| $4.82M | ﹤0.01% |
259,500
-425,500
| -62% | -$9.93M |
|
|
MPT
2604
PUT
Medical Properties Trust
MPT
$2.13B
| $4.81M | ﹤0.01% |
883,000
-737,600
| -46% | -$5.91M |
|
2605
First Trust Mid Cap Value AlphaDEX Fund
FNK
$217M
| $4.81M | ﹤0.01% |
107,822
-37,510
| -26% | -$1.75M |
|
2606
Box
BOX
$4.31B
| $4.81M | ﹤0.01% |
198,522
-8,402
| -4% | -$240K |
|
2607
CALL
Affirm
AFRM
$24.1B
| $4.8M | ﹤0.01% |
225,900
| – | – |
|
2608
Dave & Buster's
PLAY
$231M
| $4.8M | ﹤0.01% |
129,435
+128,570
| +14,864% | +$5.25M |
|
|
ETW
2609
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
| $4.79M | ﹤0.01% |
627,602
+8,526
| +1% | +$68.5K |
|
2610
Dimensional US Marketwide Value ETF
DFUV
$15.4B
| $4.79M | ﹤0.01% |
140,892
+4,219
| +3% | +$148K |
|
2611
Watts Water Technologies
WTS
$11.9B
| $4.79M | ﹤0.01% |
27,718
-2,187
| -7% | -$400K |
|
2612
PUT
Huntington Bancshares
HBAN
$31.6B
| $4.78M | ﹤0.01% |
+459,200
| New | +$5.15M |
|
2613
iShares S&P India Nifty 50 Index Fund
INDY
$511M
| $4.77M | ﹤0.01% |
105,579
+17,100
| +19% | +$778K |
|
2614
Nextpower Inc. Common Stock
NXT
$12.3B
| $4.76M | ﹤0.01% |
118,420
+116,847
| +7,428% | +$4.73M |
|
2615
Insight Enterprises
NSIT
$4.67B
| $4.75M | ﹤0.01% |
32,658
-28,036
| -46% | -$4.18M |
|
2616
Criteo S.A.
CRTO
$798M
| $4.74M | ﹤0.01% |
162,470
+78,140
| +93% | +$2.4M |
|
2617
iShares Core MSCI Pacific ETF
IPAC
$2.78B
| $4.74M | ﹤0.01% |
85,257
-1,803
| -2% | -$103K |
|
2618
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
| $4.74M | ﹤0.01% |
81,471
+13,698
| +20% | +$830K |
|
2619
American Century Focused Large Cap Value ETF
FLV
$377M
| $4.74M | ﹤0.01% |
83,157
-9,658
| -10% | -$572K |
|
2620
DXC Technology
DXC
$1.7B
| $4.73M | ﹤0.01% |
227,301
+33,812
| +17% | +$776K |
|
2621
CALL
Baidu
BIDU
$29.8B
| $4.73M | ﹤0.01% |
35,221
+14,019
| +66% | +$1.97M |
|
2622
Simpson Manufacturing
SSD
$7.24B
| $4.73M | ﹤0.01% |
31,586
-5,490
| -15% | -$835K |
|
2623
PUT
Vale
VALE
$57.9B
| $4.73M | ﹤0.01% |
353,100
+111,500
| +46% | +$1.52M |
|
2624
Helmerich & Payne
HP
$3.85B
| $4.73M | ﹤0.01% |
112,227
-30,998
| -22% | -$1.29M |
|
2625
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.39B
| $4.73M | ﹤0.01% |
162,147
-51,486
| -24% | -$1.46M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,608 new, 3,254 increased, 4,092 reduced and 1,000 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,608 new positions and closed 1,000 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.