UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2601
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
| $5.01M | ﹤0.01% |
150,567
+9,086
| +6% | +$293K |
|
2602
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
| $4.99M | ﹤0.01% |
146,134
+5,083
| +4% | +$171K |
|
2603
Simpson Manufacturing
SSD
$8.16B
| $4.99M | ﹤0.01% |
62,168
+24,313
| +64% | +$1.89M |
|
2604
PUT
The Mosaic Company
MOS
$7.33B
| $4.98M | ﹤0.01% |
230,000
| – | – |
|
|
AVLR
2605
CALL
DELISTED
Avalara, Inc.
AVLR
| $4.96M | ﹤0.01% |
67,700
-38,800
| -36% | -$2.82M |
|
2606
FIVE9
FIVN
$2.54B
| $4.96M | ﹤0.01% |
75,596
+26,524
| +54% | +$1.62M |
|
2607
Genworth Financial
GNW
$3.71B
| $4.96M | ﹤0.01% |
1,126,609
+531,544
| +89% | +$2.23M |
|
|
LM
2608
DELISTED
Legg Mason, Inc.
LM
| $4.95M | ﹤0.01% |
137,899
+61,587
| +81% | +$2.29M |
|
2609
Macerich
MAC
$6.92B
| $4.95M | ﹤0.01% |
183,906
+67,019
| +57% | +$1.84M |
|
2610
USA Compression Partners
USAC
$3.74B
| $4.95M | ﹤0.01% |
272,841
+5,045
| +2% | +$86K |
|
|
EVF
2611
Eaton Vance Senior Income Trust
EVF
$90.5M
| $4.95M | ﹤0.01% |
771,538
+155,604
| +25% | +$969K |
|
|
VMW
2612
CALL
DELISTED
VMware, Inc
VMW
| $4.93M | ﹤0.01% |
32,500
+12,500
| +63% | +$1.96M |
|
|
UNIT
2613
CALL
Uniti Group
UNIT
$2.32B
| $4.93M | ﹤0.01% |
600,000
-100,000
| -14% | -$724K |
|
2614
Champion Homes
SKY
$5.14B
| $4.92M | ﹤0.01% |
155,338
-27,916
| -15% | -$870K |
|
2615
CALL
Weibo
WB
$1.95B
| $4.91M | ﹤0.01% |
106,017
-131,125
| -55% | -$6.14M |
|
2616
Agree Realty
ADC
$9.41B
| $4.9M | ﹤0.01% |
69,817
+25,551
| +58% | +$1.88M |
|
2617
NOV
NOV
$7B
| $4.88M | ﹤0.01% |
194,992
-31,468
| -14% | -$708K |
|
2618
HealthEquity
HQY
$8.75B
| $4.88M | ﹤0.01% |
65,930
-14,507
| -18% | -$905K |
|
2619
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
| $4.88M | ﹤0.01% |
36,609
-6,419
| -15% | -$892K |
|
|
SNP
2620
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $4.88M | ﹤0.01% |
81,110
-7,210
| -8% | -$418K |
|
|
CMD
2621
DELISTED
Cantel Medical Corporation
CMD
| $4.88M | ﹤0.01% |
68,816
+6,230
| +10% | +$452K |
|
2622
CALL
O'Reilly Automotive
ORLY
$76.3B
| $4.87M | ﹤0.01% |
166,500
-315,000
| -65% | -$9.01M |
|
|
ERC
2623
Allspring Multi-Sector Income Fund
ERC
$259M
| $4.86M | ﹤0.01% |
377,495
+2,778
| +0.7% | +$35K |
|
2624
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
| $4.86M | ﹤0.01% |
90,664
+15,259
| +20% | +$921K |
|
|
IIF
2625
Morgan Stanley India Investment Fund
IIF
$220M
| $4.86M | ﹤0.01% |
244,195
+23,387
| +11% | +$453K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.