UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
PUT
Option Care Health
OPCH
$3.46B
| $5.37M | ﹤0.01% |
+165,900
| New | +$5.59M |
|
2502
Casey's General Stores
CASY
$22.1B
| $5.34M | ﹤0.01% |
19,683
-11,219
| -36% | -$2.84M |
|
2503
WisdomTree International High Dividend Fund
DTH
$648M
| $5.34M | ﹤0.01% |
147,565
-8,636
| -6% | -$321K |
|
2504
CALL
British American Tobacco
BTI
$120B
| $5.34M | ﹤0.01% |
170,000
+120,000
| +240% | +$3.96M |
|
2505
Global X Internet of Things ETF
SNSR
$218M
| $5.34M | ﹤0.01% |
174,272
+8,371
| +5% | +$275K |
|
2506
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
| $5.33M | ﹤0.01% |
104,486
-115,113
| -52% | -$6.28M |
|
2507
ProShares Investment Grade-Interest Rate Hedged
IGHG
$373M
| $5.31M | ﹤0.01% |
71,768
+11,798
| +20% | +$865K |
|
|
THQ
2508
abrdn Healthcare Opportunities Fund
THQ
$774M
| $5.31M | ﹤0.01% |
312,699
-9,391
| -3% | -$174K |
|
2509
Clarivate
CLVT
$1.14B
| $5.3M | ﹤0.01% |
789,631
+47,327
| +6% | +$377K |
|
2510
CALL
Target Hospitality
TH
$2.02B
| $5.3M | ﹤0.01% |
+333,500
| New | +$4.7M |
|
2511
Valmont Industries
VMI
$9.01B
| $5.29M | ﹤0.01% |
22,041
+13,292
| +152% | +$3.42M |
|
2512
Rocket Pharmaceuticals
RCKT
$285M
| $5.29M | ﹤0.01% |
258,229
+230,812
| +842% | +$4.2M |
|
2513
Planet Fitness
PLNT
$3.22B
| $5.29M | ﹤0.01% |
107,492
+100,112
| +1,357% | +$6.06M |
|
2514
SiteOne Landscape Supply
SITE
$3.99B
| $5.28M | ﹤0.01% |
32,318
+12,833
| +66% | +$2.1M |
|
2515
Gotham 1000 Value ETF
GVLU
$243M
| $5.28M | ﹤0.01% |
263,229
+14,172
| +6% | +$289K |
|
2516
iShares MSCI Spain ETF
EWP
$2.23B
| $5.28M | ﹤0.01% |
191,825
+10,792
| +6% | +$306K |
|
2517
Vinci Compass Investments Ltd
VINP
$614M
| $5.27M | ﹤0.01% |
516,300
-62,085
| -11% | -$626K |
|
2518
SM Energy
SM
$8.07B
| $5.26M | ﹤0.01% |
132,782
-65,218
| -33% | -$2.47M |
|
2519
ALPS Equal Sector Weight ETF
EQL
$748M
| $5.26M | ﹤0.01% |
157,419
-9,027
| -5% | -$315K |
|
2520
East-West Bancorp
EWBC
$17.4B
| $5.26M | ﹤0.01% |
99,847
+46,249
| +86% | +$2.6M |
|
2521
RLI Corp
RLI
$5.11B
| $5.25M | ﹤0.01% |
77,302
-37,520
| -33% | -$2.53M |
|
2522
Pearson
PSO
$9.69B
| $5.25M | ﹤0.01% |
498,279
-1,786
| -0.4% | -$19.1K |
|
2523
The RMR Group
RMR
$316M
| $5.24M | ﹤0.01% |
213,898
+5,346
| +3% | +$129K |
|
|
MRTX
2524
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $5.24M | ﹤0.01% |
120,400
+97,300
| +421% | +$3.47M |
|
2525
LSB Industries
LXU
$712M
| $5.24M | ﹤0.01% |
512,353
+45,242
| +10% | +$469K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,608 new, 3,254 increased, 4,092 reduced and 1,000 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,608 new positions and closed 1,000 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.