UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TWTR
226
PUT
DELISTED
Twitter, Inc.
TWTR
| $235M | 0.09% |
5,270,100
+209,700
| +4% | +$8.05M |
|
227
PUT
Uber
UBER
$145B
| $227M | 0.09% |
6,216,800
+117,700
| +2% | +$3.89M |
|
228
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $225M | 0.08% |
3,692,822
+334,599
| +10% | +$20.4M |
|
229
CALL
iShares MSCI Brazil ETF
EWZ
$8.98B
| $222M | 0.08% |
8,037,660
-7,017,340
| -47% | -$215M |
|
230
iShares China Large-Cap ETF
FXI
$4.32B
| $220M | 0.08% |
5,237,688
-188,521
| -3% | -$8.1M |
|
231
Tencent Music
TME
$15.9B
| $220M | 0.08% |
14,877,935
+11,156,499
| +300% | +$174M |
|
232
Altria Group
MO
$125B
| $217M | 0.08% |
5,617,627
+872,271
| +18% | +$36.3M |
|
233
iShares US Treasury Bond ETF
GOVT
$43.7B
| $217M | 0.08% |
7,756,109
-1,500,853
| -16% | -$42.1M |
|
234
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $216M | 0.08% |
2,251,016
+190,247
| +9% | +$18.3M |
|
235
ServiceNow
NOW
$120B
| $213M | 0.08% |
2,197,955
+277,580
| +14% | +$24.8M |
|
236
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $212M | 0.08% |
1,588,929
+150,531
| +10% | +$20.1M |
|
237
PUT
Adobe
ADBE
$105B
| $212M | 0.08% |
432,200
+125,400
| +41% | +$58.3M |
|
238
PUT
JPMorgan Chase
JPM
$916B
| $212M | 0.08% |
2,200,600
+250,100
| +13% | +$24.6M |
|
239
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $212M | 0.08% |
8,789,300
-3,555,000
| -29% | -$86.5M |
|
240
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
| $211M | 0.08% |
15,408,143
+15,029,842
| +3,973% | +$206M |
|
241
Prologis
PLD
$136B
| $206M | 0.08% |
2,046,822
+423,357
| +26% | +$42.4M |
|
242
Goldman Sachs
GS
$289B
| $206M | 0.08% |
1,023,155
+209,857
| +26% | +$42.7M |
|
243
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $202M | 0.08% |
3,908,229
+400,567
| +11% | +$20.7M |
|
244
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $202M | 0.08% |
3,361,467
+150,727
| +5% | +$9.05M |
|
245
Truist Financial
TFC
$63.9B
| $200M | 0.08% |
5,248,268
-376,194
| -7% | -$14.2M |
|
246
Vanguard Russell 1000 Value ETF
VONV
$20.5B
| $199M | 0.08% |
3,840,630
+14,820
| +0.4% | +$771K |
|
247
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $198M | 0.07% |
7,306,176
+1,273,853
| +21% | +$35.2M |
|
248
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
| $197M | 0.07% |
1,337,881
-86,427
| -6% | -$12.3M |
|
249
PUT
Morgan Stanley
MS
$319B
| $195M | 0.07% |
4,025,400
+947,300
| +31% | +$47.7M |
|
250
S&P Global
SPGI
$124B
| $194M | 0.07% |
537,343
+229,650
| +75% | +$81M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.