UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $227M | 0.09% |
2,808,242
+106,271
| +4% | +$8.57M |
|
227
Ecolab
ECL
$78.6B
| $225M | 0.09% |
1,138,035
-201,122
| -15% | -$40.3M |
|
228
CALL
VanEck Gold Miners ETF
GDX
$23.5B
| $225M | 0.09% |
8,430,500
-156,150
| -2% | -$4.37M |
|
|
229
CALL
Microsoft
MSFT
$3.35T
| $225M | 0.09% |
1,616,000
-306,200
| -16% | -$42.1M |
|
230
PUT
JPMorgan Chase
JPM
$933B
| $224M | 0.09% |
1,905,400
+454,300
| +31% | +$51.4M |
|
231
Western Midstream Partners
WES
$19.6B
| $223M | 0.09% |
8,950,443
+569,390
| +7% | +$15.1M |
|
|
232
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $218M | 0.08% |
2,382,210
-5,981,270
| -72% | -$547M |
|
|
CELG
233
DELISTED
Celgene Corp
CELG
| $215M | 0.08% |
2,164,145
-16,437
| -0.8% | -$1.56M |
|
234
iShares Gold Trust
IAU
$63.8B
| $212M | 0.08% |
7,533,719
+850,691
| +13% | +$24M |
|
235
iShares Biotechnology ETF
IBB
$9.52B
| $212M | 0.08% |
2,134,430
-3,626,524
| -63% | -$380M |
|
236
iShares Russell 1000 ETF
IWB
$47.9B
| $209M | 0.08% |
1,267,971
-6,487
| -0.5% | -$1.06M |
|
237
PNC Financial Services
PNC
$99.2B
| $207M | 0.08% |
1,478,957
+143,422
| +11% | +$19.5M |
|
238
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
| $205M | 0.08% |
1,387,036
+19,868
| +1% | +$2.98M |
|
239
Morgan Stanley
MS
$330B
| $205M | 0.08% |
4,809,094
+359,671
| +8% | +$15.4M |
|
240
CALL
United Parcel Service
UPS
$89.5B
| $204M | 0.08% |
1,703,060
+75,060
| +5% | +$8.58M |
|
|
CZR
241
DELISTED
Caesars Entertainment Corporation
CZR
| $202M | 0.08% |
17,310,028
+379,722
| +2% | +$4.45M |
|
242
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $202M | 0.08% |
3,356,326
+557,619
| +20% | +$33.5M |
|
243
Netflix
NFLX
$305B
| $202M | 0.08% |
7,531,690
-4,052,320
| -35% | -$127M |
|
|
XYZ
244
PUT
Block Inc
XYZ
$49.2B
| $200M | 0.08% |
3,233,000
+321,500
| +11% | +$21.8M |
|
245
SLB Ltd
SLB
$72.6B
| $199M | 0.08% |
5,815,267
-345,004
| -6% | -$12.6M |
|
246
iShares TIPS Bond ETF
TIP
$14.5B
| $195M | 0.08% |
1,679,872
+240,951
| +17% | +$28M |
|
247
SAP
SAP
$209B
| $195M | 0.08% |
1,656,307
+3,196
| +0.2% | +$396K |
|
|
WCG
248
DELISTED
Wellcare Health Plans, Inc.
WCG
| $195M | 0.08% |
751,740
+361,514
| +93% | +$99.8M |
|
249
Dow Inc
DOW
$21.7B
| $194M | 0.07% |
4,064,103
-408,273
| -9% | -$19.1M |
|
250
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
| $191M | 0.07% |
5,343,748
-317,810
| -6% | -$11.1M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.