UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Trex
TREX
$5.01B
| $17.9M | 0.01% |
249,796
+121,750
| +95% | +$8.42M |
|
1252
Invesco NASDAQ Internet ETF
PNQI
$551M
| $17.9M | 0.01% |
433,355
+97,670
| +29% | +$3.86M |
|
1253
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $17.8M | 0.01% |
647,085
+113,530
| +21% | +$3.1M |
|
1254
CALL
Carnival Corporation Ltd
CCL
$39.7B
| $17.8M | 0.01% |
1,172,058
+661,575
| +130% | +$10.2M |
|
1255
Aecom
ACM
$9.75B
| $17.8M | 0.01% |
425,139
-118,351
| -22% | -$4.51M |
|
|
EVV
1256
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $17.8M | 0.01% |
1,570,404
-6,930
| -0.4% | -$80.1K |
|
1257
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
| $17.7M | 0.01% |
352,650
+90,864
| +35% | +$4.66M |
|
1258
Leidos
LDOS
$17.3B
| $17.6M | 0.01% |
197,976
+41,620
| +27% | +$3.76M |
|
1259
PUT
Yum China
YUMC
$16.3B
| $17.6M | 0.01% |
333,000
-50,000
| -13% | -$2.65M |
|
1260
Polaris
PII
$4.07B
| $17.6M | 0.01% |
186,651
-253
| -0.1% | -$24.9K |
|
1261
CALL
Caterpillar
CAT
$387B
| $17.6M | 0.01% |
118,000
-60,500
| -34% | -$8.5M |
|
1262
iShares International Equity Factor ETF
INTF
$3.72B
| $17.6M | 0.01% |
723,551
-83,476
| -10% | -$2.03M |
|
1263
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
| $17.5M | 0.01% |
453,665
-70,042
| -13% | -$2.65M |
|
1264
PUT
Fastly Inc
FSLY
$3.66B
| $17.5M | 0.01% |
+187,100
| New | +$16.2M |
|
1265
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
| $17.4M | 0.01% |
325,983
+10,279
| +3% | +$529K |
|
1266
PIMCO Dynamic Income Fund
PDI
$7.42B
| $17.4M | 0.01% |
685,973
-86,184
| -11% | -$2.13M |
|
|
DOCU
1267
PUT
DocuSign
DOCU
$11.5B
| $17.4M | 0.01% |
80,700
| – | – |
|
|
LX
1268
LexinFintech Holdings
LX
$241M
| $17.4M | 0.01% |
2,535,099
+105,978
| +4% | +$921K |
|
1269
PUT
Linde
LIN
$226B
| $17.3M | 0.01% |
72,500
+39,500
| +120% | +$9.58M |
|
|
CTXS
1270
CALL
DELISTED
Citrix Systems Inc
CTXS
| $17.2M | 0.01% |
+125,100
| New | +$17.9M |
|
1271
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $17.2M | 0.01% |
424,287
+12,339
| +3% | +$511K |
|
1272
Invesco
IVZ
$13.9B
| $17.2M | 0.01% |
1,507,343
+387,756
| +35% | +$4.11M |
|
1273
PUT
CrowdStrike
CRWD
$218B
| $17.2M | 0.01% |
500,400
+460,400
| +1,151% | +$13.4M |
|
|
CTLT
1274
DELISTED
CATALENT, INC.
CTLT
| $17.1M | 0.01% |
200,180
+83,857
| +72% | +$7.09M |
|
1275
PUT
Capital One
COF
$134B
| $17.1M | 0.01% |
238,500
+86,300
| +57% | +$5.77M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.