UBS Group’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

UBS Group’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.78K	Sell	69 -150	-68%	-$3.9K	﹤0.01%	9438
2025 Q4	$5.59K	Buy	+219	New	+$5.53K	﹤0.01%	8659
2025 Q3	–	Sell	-10,368	Closed	-$243K	–	10850
2025 Q2	$243K	Buy	10,368 +4,169	+67%	+$94K	﹤0.01%	6591
2025 Q1	$140K	Buy	6,199 +6,085	+5,338%	+$143K	﹤0.01%	6790
2024 Q4	$2.69K	Buy	114 +79	+226%	+$1.88K	﹤0.01%	9003
2024 Q3	$818	Buy	35 +29	+483%	+$659	﹤0.01%	8810
2024 Q2	$131	Sell	6 -423	-99%	-$9.13K	﹤0.01%	9123
2024 Q1	$9.4K	Buy	+429	New	+$9.1K	﹤0.01%	7283

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

UBS Group's SAUG Position: Q1 2026 in Review

UBS Group reduced its FT Vest US Small Cap Moderate Buffer ETF August (SAUG) stake by 68% in Q1 2026, selling an estimated $3.9K and leaving 69 shares worth $1.78K. The position accounts for ﹤0.01% of the portfolio, ranked #9438.

UBS Group first reported a position in SAUG in Q1 2024 and has held it in 8 quarters since. The position peaked at $243K in Q2 2025. 55 funds tracked by Wall St. Rank hold SAUG as of Q1 2026.

UBS Group held 69 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $1.78K as of Q1 2026.
UBS Group sold 150 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2026, an estimated $3.9K.
FT Vest US Small Cap Moderate Buffer ETF August made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #9438 holding.
UBS Group first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q1 2024 and has held it in 8 quarters since.
UBS Group's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $243K in Q2 2025.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.