UBS Group’s Sorrento Tech, Inc. Common Stock ROKA Stock Holding History

UBS Group’s Portfolio ROKA Stock Details ROKA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-1,365	Closed	-$1K	–	8458
2017 Q3	$1K	Sell	1,365 -1,611	-54%	-$2.92K	﹤0.01%	7661
2017 Q2	$8K	Sell	2,976 -1,322	-31%	-$4.22K	﹤0.01%	6962
2017 Q1	$15K	Buy	+4,298	New	+$18.6K	﹤0.01%	6381
2016 Q2	–	Sell	-778	Closed	-$5K	–	8253
2016 Q1	$5K	Buy	+778	New	+$6.22K	﹤0.01%	7045
2015 Q2	–	Sell	-26	Closed	-$1K	–	9145
2015 Q1	$1K	Sell	26 -301	-92%	-$12.4K	﹤0.01%	8651
2014 Q4	$14K	Buy	+327	New	+$20.7K	﹤0.01%	8114

Other funds holding ROKA

PAM

Panagora Asset Management Boston, Massachusetts $26.7B AUM 36.4% 1-Year Est. Return

UBS Group's ROKA Position: Q4 2017 in Review

UBS Group sold out of Sorrento Tech, Inc. Common Stock (ROKA) in Q4 2017, closing a stake of 1,365 shares — an estimated $1K sold.

UBS Group first reported a position in ROKA in Q4 2014 and held it in 6 quarters. The position peaked at $15K in Q1 2017. 1 fund tracked by Wall St. Rank holds ROKA as of Q4 2017.

UBS Group reported no remaining Sorrento Tech, Inc. Common Stock position as of Q4 2017 after selling out during the quarter.
UBS Group sold 1,365 Sorrento Tech, Inc. Common Stock shares in Q4 2017, an estimated $1K.
UBS Group first reported a position in Sorrento Tech, Inc. Common Stock in Q4 2014 and held it in 6 quarters.
UBS Group's Sorrento Tech, Inc. Common Stock position peaked at $15K in Q1 2017.
1 fund tracked by Wall St. Rank held Sorrento Tech, Inc. Common Stock as of Q4 2017.

Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.