UBS Group
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UBS Group’s LPL Financial LPLA Stock Holding History

UBS Group’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-500
Closed -$164K – 10596
2025
Q1 		$164K Buy
+500
New +$174K ﹤0.01% 6679
2022
Q3 		– Sell
-3,000
Closed -$553K – 10672
2022
Q2 		$553K Buy
+3,000
New +$570K ﹤0.01% 4193

Other funds holding LPLA

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

UBS Group's LPLA Position: Q1 2026 in Review

UBS Group increased its LPL Financial (LPLA) stake by 53% in Q1 2026, buying an estimated $75.5M and bringing the position to 653,883 shares worth $197M. The position accounts for 0.03% of the portfolio, ranked #624.

UBS Group first reported a position in LPLA in Q4 2014 and has held it in 46 quarters since. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • UBS Group held 653,883 shares of LPL Financial worth $197M as of Q1 2026.
  • UBS Group bought 225,128 LPL Financial shares in Q1 2026, an estimated $75.5M.
  • LPL Financial made up 0.03% of UBS Group's portfolio in Q1 2026, its #624 holding.
  • UBS Group first reported a position in LPL Financial in Q4 2014 and has held it in 46 quarters since.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.