UBS Group’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

UBS Group’s Portfolio BALT Stock Details BALT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$51.4K	Buy	+1,500	New	+$51K	﹤0.01%	7546
2026 Q1	–	Sell	-397	Closed	-$13.3K	–	10481
2025 Q4	$13.3K	Buy	+397	New	+$13.1K	﹤0.01%	8059
2024 Q1	–	Sell	-172	Closed	-$4.91K	–	9296
2023 Q4	$4.91K	Sell	172 -60,647	-100%	-$1.71M	﹤0.01%	7814
2023 Q3	$1.69M	Buy	+60,819	New	+$1.7M	﹤0.01%	3602
2023 Q2	–	Sell	-8,143	Closed	-$222K	–	8905
2023 Q1	$222K	Buy	+8,143	New	+$219K	﹤0.01%	5308
2021 Q4	–	Sell	-2,880	Closed	-$74K	–	10244
2021 Q3	$74K	Buy	+2,880	New	+$74.2K	﹤0.01%	6039

Other funds holding BALT

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

FIA

Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RWP

Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

UBS Group's BALT Position: Q2 2026 in Review

UBS Group opened a new position in Innovator Defined Wealth Shield ETF (BALT) in Q2 2026: 1,500 shares worth $51.4K. The stake represents ﹤0.01% of the portfolio and ranks #7546 among its holdings. This is a return to the name: UBS Group previously reported a position in BALT as recently as Q4 2025.

UBS Group first reported a position in BALT in Q3 2021 and has held it in 6 quarters since. The position peaked at $1.69M in Q3 2023. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

UBS Group held 1,500 shares of Innovator Defined Wealth Shield ETF worth $51.4K as of Q2 2026.
Innovator Defined Wealth Shield ETF was a new UBS Group position in Q2 2026.
Innovator Defined Wealth Shield ETF made up ﹤0.01% of UBS Group's portfolio in Q2 2026, its #7546 holding.
UBS Group first reported a position in Innovator Defined Wealth Shield ETF in Q3 2021 and has held it in 6 quarters since.
UBS Group's Innovator Defined Wealth Shield ETF position peaked at $1.69M in Q3 2023.
297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.