UBS Group
BALT icon

UBS Group’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

UBS Group’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-397
Closed -$13.3K – 10481
2025
Q4 		$13.3K Buy
+397
New +$13.1K ﹤0.01% 8059
2024
Q1 		– Sell
-172
Closed -$4.91K – 9297
2023
Q4 		$4.91K Sell
172
-60,647
-100% -$1.71M ﹤0.01% 7814
2023
Q3 		$1.69M Buy
+60,819
New +$1.7M ﹤0.01% 3602
2023
Q2 		– Sell
-8,143
Closed -$222K – 8905
2023
Q1 		$222K Buy
+8,143
New +$219K ﹤0.01% 5308
2021
Q4 		– Sell
-2,880
Closed -$74K – 10244
2021
Q3 		$74K Buy
+2,880
New +$74.2K ﹤0.01% 6039

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W
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Envestnet Asset Management
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Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
LJCM
Lee Johnson Capital Management Fort Worth, Texas $279M AUM 40.65% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.06B AUM 24.97% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.32B AUM 16.07% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $331M AUM 10.94% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return