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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$99B
AUM Growth
+$5.31B
Cap. Flow
-$322M
Cap. Flow %
-0.32%
Top 10 Hldgs %
14.08%
Holding
2,651
New
81
Increased
1,135
Reduced
556
Closed
97

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$234M
2
HD icon
Home Depot
HD
+$214M
3
ICE icon
Intercontinental Exchange
ICE
+$206M
4
TJX icon
TJX Companies
TJX
+$129M
5
BWA icon
BorgWarner
BWA
+$122M

Top Sells

Rank Stock Value
1
AGN
Allergan Inc
AGN
+$227M
2
DFS
Discover Financial Services
DFS
+$212M
3
MHK icon
Mohawk Industries
MHK
+$137M
4
LBTYA icon
Liberty Global Class A
LBTYA
+$114M
5
FCX icon
Freeport-McMoran
FCX
+$112M

Sector Composition

Rank Sector Weight
1 Healthcare 14.05%
2 Technology 13.96%
3 Financials 13.95%
4 Industrials 9.13%
5 Energy 8.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWY
2501
DELISTED
New York & Co Inc
NWY
$45K ﹤0.01%
12,100
– –
RSH
2502
DELISTED
RADIOSHACK CORP
RSH
$44K ﹤0.01%
44,800
-33,996
-43% -$48.5K
AMRN
2503
Amarin Corp
AMRN
$297M
– –
-55,350
Closed -$2M
APYX icon
2504
Apyx Medical
APYX
$158M
– –
-25,007
Closed -$96K
ARCC icon
2505
Ares Capital
ARCC
$13.6B
– –
-162,718
Closed -$2.87M
BBDC icon
2506
Barings BDC
BBDC
$873M
– –
-11,268
Closed -$292K
CSWC icon
2507
Capital Southwest
CSWC
$1.48B
– –
-19,068
Closed -$243K
DB icon
2508
Deutsche Bank
DB
$67.9B
– –
-15,928
Closed -$608K
EWI icon
2509
iShares MSCI Italy ETF
EWI
$985M
– –
-121,931
Closed -$4.32M
FCX icon
2510
Freeport-McMoran
FCX
$84.3B
– –
-3,401,438
Closed -$112M
FNF icon
2511
Fidelity National Financial
FNF
$14.6B
– –
-1,123,066
Closed -$20.2M
GEO icon
2512
The GEO Group
GEO
$4.05B
– –
-42,921
Closed -$923K
GIL icon
2513
Gildan
GIL
$9.48B
– –
-97,800
Closed -$2.46M
HIMX
2514
Himax Technologies
HIMX
$2.01B
– –
-18,600
Closed -$214K
HTGC icon
2515
Hercules Capital
HTGC
$3B
– –
-24,715
Closed -$348K
IVV icon
2516
iShares Core S&P 500 ETF
IVV
$863B
– –
-2,650
Closed -$499K
KPTI icon
2517
Karyopharm Therapeutics
KPTI
$154M
– –
-3,107
Closed -$1.44M
LKFN icon
2518
Lakeland Financial Corp
LKFN
$1.59B
– –
-7,650
Closed -$205K
LQDT icon
2519
Liquidity Services
LQDT
$1.19B
– –
-7,800
Closed -$203K
MFIC icon
2520
MidCap Financial Investment
MFIC
$805M
– –
-26,698
Closed -$666K
NDLS icon
2521
Noodles & Co
NDLS
$90.5M
– –
-713
Closed -$225K
NGVC icon
2522
Vitamin Cottage Natural Grocers
NGVC
$757M
– –
-5,600
Closed -$244K
NMFC icon
2523
New Mountain Finance
NMFC
$658M
– –
-17,098
Closed -$249K
OCSL icon
2524
Oaktree Specialty Lending
OCSL
$1.06B
– –
-15,117
Closed -$430K
OTEX icon
2525
Open Text
OTEX
$6.23B
– –
-82,000
Closed -$1.96M
99 100
101
102 103

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UBS AM's Q2 2014 Portfolio in Review

As of Q2 2014, UBS AM held 2,651 positions worth $99B, up 5.7% from $93.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS AM's Q2 2014 filing shows 81 new, 1,135 increased, 556 reduced and 97 closed positions. Its largest new stake was Sabre: 3,529,400 shares worth $70.8M. The largest sale was Allergan Inc, an estimated $227M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q2 2014 buy was Sabre: 3,529,400 shares worth $70.8M.
  • UBS AM added most to Thermo Fisher Scientific in Q2 2014, an estimated $234M increase.
  • UBS AM's biggest Q2 2014 reduction was Allergan Inc, cutting an estimated $227M.
  • UBS AM fully exited Freeport-McMoran in Q2 2014, selling an estimated $112M.
  • UBS AM's ten largest holdings make up 14% of its $99B portfolio in Q2 2014.
  • UBS AM opened 81 new positions and closed 97 in Q2 2014.
  • UBS AM's portfolio value rose 5.7% quarter-over-quarter to $99B.

Based on UBS AM's 13F filing for Q2 2014, filed 13 Aug 2014.