UBS AM’s Safeguard Scientifics, Inc. SFE Stock Holding History

UBS AM’s Portfolio SFE Stock Details SFE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,898	Closed	-$141K	–	2699
2016 Q3	$141K	Hold	10,898	–	–	﹤0.01%	2529
2016 Q2	$136K	Hold	10,898	–	–	﹤0.01%	2545
2016 Q1	$144K	Sell	10,898 -1,300	-11%	-$16.4K	﹤0.01%	2518
2015 Q4	$177K	Buy	12,198 +1,800	+17%	+$29K	﹤0.01%	2566
2015 Q3	$162K	Hold	10,398	–	–	﹤0.01%	2540
2015 Q2	$202K	Hold	10,398	–	–	﹤0.01%	2584
2015 Q1	$188K	Hold	10,398	–	–	﹤0.01%	2500
2014 Q4	$206K	Hold	10,398	–	–	﹤0.01%	2459
2014 Q3	$191K	Sell	10,398 -74,166	-88%	-$1.46M	﹤0.01%	2400
2014 Q2	$1.76M	Sell	84,564 -53,434	-39%	-$1.07M	﹤0.01%	1376
2014 Q1	$3.06M	Sell	137,998 -38,600	-22%	-$767K	﹤0.01%	1170
2013 Q4	$3.55M	Sell	176,598 -17,000	-9%	-$301K	﹤0.01%	1099
2013 Q3	$3.04M	Buy	193,598 +58,800	+44%	+$905K	﹤0.01%	1100
2013 Q2	$2.16M	Buy	+134,798	New	+$2.14M	﹤0.01%	1185

Other funds holding SFE

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GIM

Granahan Investment Management Waltham, Massachusetts $2.07B AUM 56.45% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $1.96B AUM 28.26% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS AM's SFE Position: Q4 2016 in Review

UBS AM sold out of Safeguard Scientifics, Inc. (SFE) in Q4 2016, closing a stake of 10,898 shares — an estimated $141K sold.

UBS AM first reported a position in SFE in Q2 2013 and held it in 14 quarters. The position peaked at $3.55M in Q4 2013. 100 funds tracked by Wall St. Rank hold SFE as of Q4 2016.

UBS AM reported no remaining Safeguard Scientifics, Inc. position as of Q4 2016 after selling out during the quarter.
UBS AM sold 10,898 Safeguard Scientifics, Inc. shares in Q4 2016, an estimated $141K.
UBS AM first reported a position in Safeguard Scientifics, Inc. in Q2 2013 and held it in 14 quarters.
UBS AM's Safeguard Scientifics, Inc. position peaked at $3.55M in Q4 2013.
100 funds tracked by Wall St. Rank held Safeguard Scientifics, Inc. as of Q4 2016.

Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.