UBS AM’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

UBS AM’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-1,720	Closed	-$37K	–	2738
2015 Q1	$37K	Sell	1,720 -46,230	-96%	-$2.09M	﹤0.01%	2618
2014 Q4	$7.95M	Buy	47,950 +10,680	+29%	+$1.74M	0.01%	931
2014 Q3	$5.91M	Sell	37,270 -2,638	-7%	-$376K	0.01%	995
2014 Q2	$5.97M	Sell	39,908 -4,260	-10%	-$612K	0.01%	990
2014 Q1	$6.52M	Sell	44,168 -5,959	-12%	-$991K	0.01%	972
2013 Q4	$8.94M	Sell	50,127 -2,971	-6%	-$499K	0.01%	852
2013 Q3	$10.5M	Buy	53,098 +51,758	+3,863%	+$9.31M	0.01%	793
2013 Q2	$220K	Buy	+1,340	New	+$191K	﹤0.01%	2220

Other funds holding GLBR

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS AM's GLBR Position: Q2 2015 in Review

UBS AM sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q2 2015, closing a stake of 1,720 shares — an estimated $37K sold.

UBS AM first reported a position in GLBR in Q2 2013 and held it in 8 quarters. The position peaked at $10.5M in Q3 2013. 60 funds tracked by Wall St. Rank hold GLBR as of Q2 2015.

UBS AM reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q2 2015 after selling out during the quarter.
UBS AM sold 1,720 Global Brokerage, Inc. Class A Common Stock shares in Q2 2015, an estimated $37K.
UBS AM first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and held it in 8 quarters.
UBS AM's Global Brokerage, Inc. Class A Common Stock position peaked at $10.5M in Q3 2013.
60 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q2 2015.

Based on UBS AM's 13F filing for Q2 2015, filed 12 Aug 2015.