First Trust Advisors’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

First Trust Advisors’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-162,898	Closed	-$2.36M	–	2378
2015 Q2	$2.36M	Buy	+162,898	New	+$2.89M	0.01%	1424
2014 Q4	–	Sell	-2,816	Closed	-$446K	–	2345
2014 Q3	$446K	Sell	2,816 -3,007	-52%	-$429K	﹤0.01%	1966
2014 Q2	$871K	Buy	5,823 +2,464	+73%	+$354K	﹤0.01%	1740
2014 Q1	$496K	Buy	3,359 +261	+8%	+$43.4K	﹤0.01%	1932
2013 Q4	$553K	Sell	3,098 -871	-22%	-$146K	﹤0.01%	1857
2013 Q3	$784K	Buy	3,969 +555	+16%	+$99.9K	﹤0.01%	1675
2013 Q2	$560K	Buy	+3,414	New	+$486K	﹤0.01%	1757

Other funds holding GLBR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

First Trust Advisors's GLBR Position: Q3 2015 in Review

First Trust Advisors sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q3 2015, closing a stake of 162,898 shares — an estimated $2.36M sold.

First Trust Advisors first reported a position in GLBR in Q2 2013 and held it in 7 quarters. The position peaked at $2.36M in Q2 2015. 37 funds tracked by Wall St. Rank hold GLBR as of Q3 2015.

First Trust Advisors reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q3 2015 after selling out during the quarter.
First Trust Advisors sold 162,898 Global Brokerage, Inc. Class A Common Stock shares in Q3 2015, an estimated $2.36M.
First Trust Advisors first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and held it in 7 quarters.
First Trust Advisors's Global Brokerage, Inc. Class A Common Stock position peaked at $2.36M in Q2 2015.
37 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q3 2015.

Based on First Trust Advisors's 13F filing for Q3 2015, filed 5 Nov 2015.