UBS AM’s Galiano Gold GAU Stock Holding History

UBS AM’s Portfolio GAU Stock Details GAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-54,500	Closed	-$51.4K	–	2586
2017 Q3	$51.4K	Hold	54,500	–	–	﹤0.01%	2397
2017 Q2	$83.5K	Hold	54,500	–	–	﹤0.01%	2358
2017 Q1	$143K	Hold	54,500	–	–	﹤0.01%	2257
2016 Q4	$167K	Sell	54,500 -45,300	-45%	-$156K	﹤0.01%	2168
2016 Q3	$417K	Buy	99,800 +25,100	+34%	+$106K	﹤0.01%	2084
2016 Q2	$284K	Sell	74,700 -7,900	-10%	-$26.1K	﹤0.01%	2251
2016 Q1	$176K	Sell	82,600 -15,000	-15%	-$27.5K	﹤0.01%	2466
2015 Q4	$143K	Buy	97,600 +9,300	+11%	+$14.7K	﹤0.01%	2611
2015 Q3	$128K	Buy	88,300 +23,000	+35%	+$36.9K	﹤0.01%	2576
2015 Q2	$115K	Hold	65,300	–	–	﹤0.01%	2664
2015 Q1	$93K	Hold	65,300	–	–	﹤0.01%	2589
2014 Q4	$101K	Hold	65,300	–	–	﹤0.01%	2571
2014 Q3	$136K	Hold	65,300	–	–	﹤0.01%	2458
2014 Q2	$170K	Hold	65,300	–	–	﹤0.01%	2450
2014 Q1	$136K	Buy	65,300 +14,300	+28%	+$28.4K	﹤0.01%	2508
2013 Q4	$82K	Hold	51,000	–	–	﹤0.01%	2513
2013 Q3	$120K	Hold	51,000	–	–	﹤0.01%	2436
2013 Q2	$109K	Buy	+51,000	New	+$128K	﹤0.01%	2394

Other funds holding GAU

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SVG

Sun Valley Gold Sun Valley, Idaho $63.2M AUM 182.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Loews Corp New York $11.9B AUM 8.99% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS AM's GAU Position: Q4 2017 in Review

UBS AM sold out of Galiano Gold (GAU) in Q4 2017, closing a stake of 54,500 shares — an estimated $51.4K sold.

UBS AM first reported a position in GAU in Q2 2013 and held it in 18 quarters. The position peaked at $417K in Q3 2016. 57 funds tracked by Wall St. Rank hold GAU as of Q4 2017.

UBS AM reported no remaining Galiano Gold position as of Q4 2017 after selling out during the quarter.
UBS AM sold 54,500 Galiano Gold shares in Q4 2017, an estimated $51.4K.
UBS AM first reported a position in Galiano Gold in Q2 2013 and held it in 18 quarters.
UBS AM's Galiano Gold position peaked at $417K in Q3 2016.
57 funds tracked by Wall St. Rank held Galiano Gold as of Q4 2017.

Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.