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GAU

Galiano Gold

35 hedge funds and large institutions have $33.8M invested in Galiano Gold in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 3835 (-3)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

31% less capital invested

Capital invested by funds: $49.2M → $33.8M (-$15.3M)

32.99% less ownership

Funds ownership: 57.3%24.31% (-33%)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

78% less call options, than puts

Call options by funds: $51K | Put options by funds: $232K

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
12
Closed
9
Calls
$51K
Puts
$232K
Net Calls
-$181K
Net Calls Change
+$1.62M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$9.94M +$3.15M +1,495,306 +33%
SI
2
Sprott Inc
Ontario, Canada
$5.64M +$1.43M +676,872 +25%
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$5.44M +$498K +236,700 +8%
IIM
4
Intact Investment Management
Quebec, Canada
$4.21M +$2.88M +1,368,200 +120%
IGIM
5
I.G. Investment Management
Manitoba, Canada
$1.84M -$47.6K -22,600 -2%
VanEck Associates
6
VanEck Associates
New York
$1.39M +$415K +197,000 +30%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.18M +$80.1K +38,049 +6%
Canada Pension Plan Investment Board
8
Canada Pension Plan Investment Board
Ontario, Canada
$1.06M
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$461K -$48.8K -23,181 -8%
CS
10
Credit Suisse
Switzerland
$459K +$589K +279,811 New
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$317K +$38.1K +18,100 +10%
Jane Street
12
Jane Street
New York
$286K +$368K +174,600 New
SVG
13
Sun Valley Gold
Idaho
$261K
Deutsche Bank
14
Deutsche Bank
Germany
$253K +$243K +115,218 +290%
TC
15
TFS Capital
Pennsylvania
$242K -$22.9K -10,855 -7%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$226K -$61.1K -29,000 -17%
Swiss National Bank
17
Swiss National Bank
Switzerland
$148K
Group One Trading
18
Group One Trading
Illinois
$143K -$236K -112,031 -56%
UBS AM
19
UBS AM
Illinois
$82K
EVC
20
Eidelman Virant Capital
Missouri
$69K +$88.4K +42,000 New
ST
21
Spot Trading
Illinois
$43K -$108K -51,296 -66%
VKH
22
Virtu KCG Holdings
New York
$34K -$54K -25,660 -55%
NPC
23
National Planning Corporation
California
$26K -$11.7K -5,532 -23%
SAM
24
Shell Asset Management
Netherlands
$23K -$23.8K -11,291 -45%
PP
25
Paloma Partners
Connecticut
$19K +$24.8K +11,766 New

GAU Hedge Fund Activity: Q4 2013 in Review

35 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Galiano Gold (GAU) for Q4 2013, worth a combined $33.8M — down 31% from $49.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GAU and 6 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 10 added.

The largest buyer was JP Morgan Chase, adding an estimated $3.15M. The largest seller was Fidelity International, exiting entirely with an estimated $6.04M sold.

  • 35 institutional investors held Galiano Gold (GAU) as of Q4 2013, down from 38 in Q3 2013.
  • Funds reported $33.8M of Galiano Gold stock for Q4 2013, down 31% quarter-over-quarter.
  • 6 funds opened new Galiano Gold positions in Q4 2013 and 9 closed out, a net change of -3 holders.
  • The largest Galiano Gold buyer in Q4 2013 was JP Morgan Chase, an estimated $3.15M added.
  • The largest Galiano Gold seller in Q4 2013 was Fidelity International, an estimated $6.04M sold.

Based on aggregated 13F filings for Q4 2013.