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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$184M
AUM Growth
-$9.73M
Cap. Flow
-$8.04M
Cap. Flow %
-4.37%
Top 10 Hldgs %
29.92%
Holding
224
New
51
Increased
30
Reduced
39
Closed
66

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$4.38M
2
SPGI icon
S&P Global
SPGI
+$1.97M
3
KMB icon
Kimberly-Clark
KMB
+$1.86M
4
IDXX icon
Idexx Laboratories
IDXX
+$1.84M
5
ATSG
Air Transport Services Group
ATSG
+$1.53M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$2.91M
2
DAL icon
Delta Air Lines
DAL
+$2.66M
3
UAL icon
United Airlines
UAL
+$2.62M
4
BA icon
Boeing
BA
+$2.38M
5
GD icon
General Dynamics
GD
+$2.19M

Sector Composition

Rank Sector Weight
1 Materials 35.54%
2 Industrials 25.43%
3 Energy 5.8%
4 Financials 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLRS
201
Controladora Vuela Compania de Aviacion
VLRS
$905M
– –
-61,950
Closed -$581K
VNM icon
202
VanEck Vietnam ETF
VNM
$508M
– –
-16,000
Closed -$256K
WEAT icon
203
Teucrium Wheat Fund
WEAT
$290M
– –
-3,800
Closed -$109K
XLB icon
204
State Street Materials Select Sector SPDR ETF
XLB
$8.69B
– –
-17,000
Closed -$498K
XLC icon
205
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
– –
-4,400
Closed -$216K
XLP icon
206
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-8,800
Closed -$511K
XLRE icon
207
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.52B
– –
-18,200
Closed -$669K
XLV icon
208
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-7,300
Closed -$676K
XLY icon
209
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
– –
-6,600
Closed -$394K
XOP icon
210
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-600
Closed -$65K
YUM icon
211
Yum! Brands
YUM
$39.5B
– –
-4,630
Closed -$512K
ZION icon
212
Zions Bancorporation
ZION
$10.4B
– –
-9,487
Closed -$436K
CNR
213
Core Natural Resources Inc
CNR
$4.61B
– –
-22,254
Closed -$592K
PXD
214
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,497
Closed -$384K
ROCC
215
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-16,268
Closed -$499K
TVTY
216
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-54,244
Closed -$892K
XEC
217
DELISTED
CIMAREX ENERGY CO
XEC
– –
-4,928
Closed -$292K
CXO
218
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-3,000
Closed -$310K
KOL
219
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-691
Closed -$92K
GASL
220
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
– –
-14
Closed -$31K
APC
221
DELISTED
Anadarko Petroleum
APC
– –
-9,500
Closed -$670K
CTRL
222
DELISTED
Control4 Corporation
CTRL
– –
-41,215
Closed -$979K
SEA
223
DELISTED
Invesco Shipping ETF
SEA
– –
-14,000
Closed -$127K
STMP
224
DELISTED
Stamps.com, Inc.
STMP
– –
-6,819
Closed -$309K
5 6 7 8
9

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CCP
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SM
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RC
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OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2019 Portfolio in Review

As of Q3 2019, U.S. Global Investors (USGI) held 224 positions worth $184M, down 5% from $194M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $8.04M in Q3 2019, closing 66 positions and reducing 39 holdings. Its most notable exit was General Dynamics, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Materials at 36% of assets, up from 32% a quarter earlier, followed by Industrials and Energy.

Against the trend, U.S. Global Investors (USGI) opened a new position in Vanguard Short-Term Treasury ETF worth $4.39M.

  • U.S. Global Investors (USGI)'s largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 72,000 shares worth $4.39M.
  • U.S. Global Investors (USGI) added most to Sandstorm Gold in Q3 2019, an estimated $1.47M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2019 reduction was Southwest Airlines, cutting an estimated $2.91M.
  • U.S. Global Investors (USGI) fully exited General Dynamics in Q3 2019, selling an estimated $2.19M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 30% of its $184M portfolio in Q3 2019.
  • U.S. Global Investors (USGI) opened 51 new positions and closed 66 in Q3 2019.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $184M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2019, filed 12 Nov 2019.