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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
201
Quest Diagnostics
DGX
$26.2B
$193K 0.03%
+3,600
New +$214K
TRQ.RT
202
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$192K 0.03%
+200,000
New +$175K
VC icon
203
Visteon
VC
$2.8B
$188K 0.03%
2,290
– –
EXC icon
204
Exelon
EXC
$45.8B
$186K 0.03%
9,534
– –
ECOL
205
DELISTED
US Ecology, Inc.
ECOL
$186K 0.03%
+5,000
New +$173K
TE
206
DELISTED
TECO ENERGY INC
TE
$172K 0.03%
10,000
– –
FE icon
207
FirstEnergy
FE
$27.1B
$168K 0.03%
5,100
– –
JPM icon
208
JPMorgan Chase
JPM
$956B
$164K 0.03%
2,800
-3,000
-52% -$164K
C icon
209
Citigroup
C
$227B
$156K 0.03%
+3,000
New +$152K
WAIR
210
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$153K 0.03%
+7,000
New +$140K
MSFT icon
211
Microsoft
MSFT
$3.76T
$150K 0.03%
4,000
– –
BAA
212
DELISTED
Banro Corporation Common Stock
BAA
$150K 0.03%
27,000
-58,000
-68% -$384K
PDI icon
213
PIMCO Dynamic Income Fund
PDI
$7.45B
$145K 0.03%
5,000
– –
AMT icon
214
American Tower
AMT
$78.8B
$144K 0.03%
+1,800
New +$140K
DO
215
DELISTED
Diamond Offshore Drilling
DO
$142K 0.03%
2,500
– –
EMN icon
216
Eastman Chemical
EMN
$8.39B
$141K 0.03%
1,750
– –
PKO
217
DELISTED
Pimco Income Opportunity Fund
PKO
$141K 0.03%
5,000
– –
DGL
218
DELISTED
Invesco DB Gold Fund
DGL
$139K 0.03%
3,460
– –
IOC
219
DELISTED
Interoil Corporation
IOC
$135K 0.02%
2,626
– –
EQIX icon
220
Equinix
EQIX
$103B
$133K 0.02%
+750
New +$125K
BRCM
221
DELISTED
BROADCOM CORP CL-A
BRCM
$133K 0.02%
4,500
– –
TER icon
222
Teradyne
TER
$57.1B
$132K 0.02%
7,500
– –
QEP
223
DELISTED
QEP RESOURCES, INC.
QEP
$129K 0.02%
4,200
-20,000
-83% -$627K
ATW
224
DELISTED
Atwood Oceanics
ATW
$128K 0.02%
+2,400
New +$129K
EMC
225
DELISTED
EMC CORPORATION
EMC
$126K 0.02%
5,000
– –
7 8
9
10 11

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CCP
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SM
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RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
Common Fund For Nonprofit Organizations Wilton, Connecticut $1.03B AUM 22.44% 1-Year Est. Return
CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.