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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
201
American Water Works
AWK
$26.9B
$140K 0.02%
+3,400
New +$141K
CTSH icon
202
Cognizant
CTSH
$26.3B
$140K 0.02%
3,400
– –
DBS
203
DELISTED
Invesco DB Silver Fund
DBS
$137K 0.02%
3,785
– –
NFX
204
DELISTED
Newfield Exploration
NFX
$137K 0.02%
5,000
– –
PKO
205
DELISTED
Pimco Income Opportunity Fund
PKO
$137K 0.02%
+5,000
New +$136K
EMN icon
206
Eastman Chemical
EMN
$8.39B
$136K 0.02%
1,750
– –
MSFT icon
207
Microsoft
MSFT
$3.76T
$133K 0.02%
+4,000
New +$132K
NOV icon
208
NOV
NOV
$7.38B
$133K 0.02%
1,885
– –
WFC icon
209
Wells Fargo
WFC
$265B
$132K 0.02%
3,200
– –
EMC
210
DELISTED
EMC CORPORATION
EMC
$128K 0.02%
5,000
– –
FDX icon
211
FedEx
FDX
$76.9B
$126K 0.02%
1,100
– –
WR
212
DELISTED
Westar Energy Inc
WR
$126K 0.02%
+4,100
New +$131K
VNM icon
213
VanEck Vietnam ETF
VNM
$510M
$125K 0.02%
+7,000
New +$128K
FTR
214
DELISTED
Frontier Communications Corp.
FTR
$125K 0.02%
2,000
– –
AAPL icon
215
Apple
AAPL
$4.5T
$124K 0.02%
7,280
– –
TER icon
216
Teradyne
TER
$57.1B
$124K 0.02%
+7,500
New +$124K
DBA icon
217
Invesco DB Agriculture Fund
DBA
$1.24B
$122K 0.02%
4,860
– –
UEC icon
218
Uranium Energy
UEC
$5.63B
$122K 0.02%
54,500
– –
EWH icon
219
iShares MSCI Hong Kong ETF
EWH
$1.23B
$120K 0.02%
+6,000
New +$116K
EWY icon
220
iShares MSCI South Korea ETF
EWY
$25.2B
$120K 0.02%
+1,950
New +$112K
BRCM
221
DELISTED
BROADCOM CORP CL-A
BRCM
$117K 0.02%
+4,500
New +$127K
IVAN
222
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$113K 0.02%
19,719
-931
-5% -$5.38K
XLU icon
223
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$112K 0.02%
+6,000
New +$114K
AMLP icon
224
Alerian MLP ETF
AMLP
$13.3B
$107K 0.02%
1,200
– –
ANDV
225
DELISTED
Andeavor
ANDV
$106K 0.02%
+2,400
New +$120K
7 8
9
10 11

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CCP
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SM
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RC
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OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
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TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.