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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+18.27%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$212M
AUM Growth
+$29.3M
Cap. Flow
-$12.8M
Cap. Flow %
-6.06%
Top 10 Hldgs %
37.09%
Holding
197
New
45
Increased
40
Reduced
56
Closed
37

Top Buys

Rank Stock Value
1
RGLD icon
Royal Gold
RGLD
+$3.18M
2
B
Barrick Mining
B
+$2.49M
3
AU icon
AngloGold Ashanti
AU
+$1.9M
4
MON
Monsanto Co
MON
+$1.75M
5
GFI icon
Gold Fields
GFI
+$1.7M

Top Sells

Rank Stock Value
1
AUY
Yamana Gold, Inc.
AUY
+$6.5M
2
HL icon
Hecla Mining
HL
+$3.06M
3
RIC
Richmont Mines Inc.
RIC
+$2.98M
4
AEM icon
Agnico Eagle Mines
AEM
+$2.75M
5
SYT
Syngenta Ag
SYT
+$1.94M

Sector Composition

Rank Sector Weight
1 Materials 31.36%
2 Industrials 25.36%
3 Consumer Discretionary 6.74%
4 Financials 3.47%
5 Energy 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
176
ON Semiconductor
ON
$31.1B
– –
-91,200
Closed -$804K
PALL icon
177
abrdn Physical Palladium Shares ETF
PALL
$683M
– –
-4,500
Closed -$61K
PKG icon
178
Packaging Corp of America
PKG
$22.7B
– –
-19,100
Closed -$1.28M
PKX icon
179
POSCO
PKX
$17.7B
– –
-25,500
Closed -$1.14M
PPC icon
180
Pilgrim's Pride
PPC
$6.31B
– –
-46,400
Closed -$1.18M
SIL icon
181
Global X Silver Miners ETF NEW
SIL
$4.83B
– –
-200
Closed -$11K
TAN icon
182
Invesco Solar ETF
TAN
$1.36B
– –
-1,500
Closed -$32K
UDN icon
183
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
– –
-1,000
Closed -$22K
UFPI icon
184
UFP Industries
UFPI
$5.01B
– –
-41,700
Closed -$1.29M
UNG icon
185
United States Natural Gas Fund
UNG
$497M
– –
-31
Closed -$4K
UNP icon
186
Union Pacific
UNP
$174B
– –
-11,100
Closed -$968K
VGI
187
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
– –
-4,372
Closed -$69K
XOM icon
188
ExxonMobil
XOM
$657B
– –
-2,900
Closed -$257K
AUY
189
DELISTED
Yamana Gold, Inc.
AUY
– –
-1,250,000
Closed -$6.5M
ZNH
190
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-14,550
Closed -$481K
CEA
191
DELISTED
China Eastern Airlines
CEA
– –
-15,565
Closed -$437K
RSX
192
CALL
DELISTED
VanEck Russia ETF
RSX
– –
-1,500
Closed -$2.61M
EQM
193
DELISTED
EQM Midstream Partners, LP
EQM
– –
-16,000
Closed -$1.28M
KOL
194
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-1,000
Closed -$107K
SYT
195
DELISTED
Syngenta Ag
SYT
– –
-25,200
Closed -$1.94M
ATW
196
DELISTED
Atwood Oceanics
ATW
– –
-78,700
Closed -$985K
GOLD
197
DELISTED
Randgold Resources Ltd
GOLD
– –
-6,000
Closed -$672K
4 5 6 7
8

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RC
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U.S. Global Investors (USGI)'s Q3 2016 Portfolio in Review

As of Q3 2016, U.S. Global Investors (USGI) held 197 positions worth $212M, up 16% from $182M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $12.8M in Q3 2016, closing 37 positions and reducing 56 holdings. Its most notable exit was Yamana Gold, Inc., an estimated $6.5M position sold in full.

By sector, the portfolio is most concentrated in Materials at 31% of assets, down from 33% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in AngloGold Ashanti worth $1.59M.

  • U.S. Global Investors (USGI)'s largest Q3 2016 buy was AngloGold Ashanti: 100,000 shares worth $1.59M.
  • U.S. Global Investors (USGI) added most to Royal Gold in Q3 2016, an estimated $3.18M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2016 reduction was Richmont Mines Inc., cutting an estimated $2.98M.
  • U.S. Global Investors (USGI) fully exited Yamana Gold, Inc. in Q3 2016, selling an estimated $6.5M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 37% of its $212M portfolio in Q3 2016.
  • U.S. Global Investors (USGI) opened 45 new positions and closed 37 in Q3 2016.
  • U.S. Global Investors (USGI)'s portfolio value rose 16% quarter-over-quarter to $212M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2016, filed 14 Nov 2016.