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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-5.01%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$353M
AUM Growth
-$116M
Cap. Flow
-$82.3M
Cap. Flow %
-23.32%
Top 10 Hldgs %
16.97%
Holding
369
New
80
Increased
45
Reduced
57
Closed
94

Top Buys

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$6.74M
2
HAL icon
Halliburton
HAL
+$6.38M
3
VLO icon
Valero Energy
VLO
+$6.31M
4
CVX icon
Chevron
CVX
+$5.87M
5
OXY icon
Occidental Petroleum
OXY
+$5.81M

Top Sells

Rank Stock Value
1
BXE
Bellatrix Exploration Ltd.
BXE
+$8.71M
2
SLB icon
SLB Ltd
SLB
+$7.63M
3
SN
Sanchez Energy Corporation
SN
+$7.52M
4
BHI
Baker Hughes
BHI
+$7.45M
5
SWC
Stillwater Mining Co
SWC
+$7.02M

Sector Composition

Rank Sector Weight
1 Energy 33.93%
2 Materials 26.82%
3 Industrials 3.29%
4 Healthcare 3.08%
5 Technology 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
176
The Mosaic Company
MOS
$7.46B
$204K 0.06%
4,600
– –
TCOM icon
177
Trip.com Group
TCOM
$29.7B
$204K 0.06%
+7,200
New +$229K
DANG
178
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$204K 0.06%
16,700
+4,044
+32% +$54.9K
ADT
179
DELISTED
ADT Corp
ADT
$199K 0.06%
5,600
– –
PFE icon
180
Pfizer
PFE
$154B
$192K 0.05%
6,851
– –
TE
181
DELISTED
TECO ENERGY INC
TE
$174K 0.05%
10,000
– –
FE icon
182
FirstEnergy
FE
$27.1B
$171K 0.05%
5,100
– –
YINN icon
183
Direxion Daily FTSE China Bull 3X ETF
YINN
$749M
$169K 0.05%
+300
New +$198K
VNR
184
DELISTED
Vanguard Natural Resources, LLC
VNR
$163K 0.05%
+5,950
New +$180K
LEJU
185
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$161K 0.05%
+1,250
New +$173K
CMP icon
186
Compass Minerals
CMP
$1.13B
$143K 0.04%
1,700
– –
IOC
187
DELISTED
Interoil Corporation
IOC
$142K 0.04%
2,626
– –
CNXM
188
DELISTED
CNX Midstream Partners LP
CNXM
$140K 0.04%
+5,000
New +$146K
CHA
189
DELISTED
China Telecom Corporation, LTD
CHA
$132K 0.04%
+2,150
New +$123K
PEGI
190
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$124K 0.04%
4,000
– –
VNM icon
191
VanEck Vietnam ETF
VNM
$510M
$118K 0.03%
+5,400
New +$119K
THD icon
192
iShares MSCI Thailand ETF
THD
$357M
$117K 0.03%
1,400
-200
-13% -$16.4K
EPHE icon
193
iShares MSCI Philippines ETF
EPHE
$147M
$114K 0.03%
3,000
+400
+15% +$15.2K
PHD
194
DELISTED
Pioneer Floating Rate Fund
PHD
$94K 0.03%
+8,000
New +$97.6K
BABA icon
195
Alibaba
BABA
$317B
$89K 0.03%
+1,000
New +$89.8K
TLM
196
CALL
DELISTED
TALISMAN ENERGY INC
TLM
$87K 0.02%
+100
New +$1.01K
ERF
197
DELISTED
Enerplus Corporation
ERF
$76K 0.02%
4,000
+2,590
+184% +$56.8K
VGI
198
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
$75K 0.02%
+4,372
New +$76.7K
UEC icon
199
Uranium Energy
UEC
$5.63B
$68K 0.02%
54,500
– –
ATHM icon
200
Autohome
ATHM
$2.71B
$67K 0.02%
+1,600
New +$66.2K
6 7
8
9 10

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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2014 Portfolio in Review

As of Q3 2014, U.S. Global Investors (USGI) held 369 positions worth $353M, down 25% from $469M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $82.3M in Q3 2014, closing 94 positions and reducing 57 holdings. Its most notable exit was Bellatrix Exploration Ltd., an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 26% a quarter earlier, followed by Materials and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in EOG Resources worth $6.14M.

  • U.S. Global Investors (USGI)'s largest Q3 2014 buy was EOG Resources: 62,000 shares worth $6.14M.
  • U.S. Global Investors (USGI) added most to Halliburton in Q3 2014, an estimated $6.38M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2014 reduction was SLB Ltd, cutting an estimated $7.63M.
  • U.S. Global Investors (USGI) fully exited Bellatrix Exploration Ltd. in Q3 2014, selling an estimated $8.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 17% of its $353M portfolio in Q3 2014.
  • U.S. Global Investors (USGI) opened 80 new positions and closed 94 in Q3 2014.
  • U.S. Global Investors (USGI)'s portfolio value fell 25% quarter-over-quarter to $353M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2014, filed 14 Nov 2014.