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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPP
101
DELISTED
Primero Mining Corp
PPP
$675K 0.12%
124,000
+108,866
+719% +$551K
QEP
102
DELISTED
QEP RESOURCES, INC.
QEP
$670K 0.11%
24,200
– –
TRQ
103
DELISTED
Turquoise Hill Resources Ltd
TRQ
$663K 0.11%
+19,485
New +$767K
GNC
104
DELISTED
GNC Holdings, Inc.
GNC
$656K 0.11%
12,000
-3,000
-20% -$153K
PII icon
105
Polaris
PII
$3.97B
$646K 0.11%
5,000
-4,400
-47% -$494K
CMG icon
106
Chipotle Mexican Grill
CMG
$40.7B
$643K 0.11%
+75,000
New +$606K
GPOR
107
DELISTED
Gulfport Energy Corp.
GPOR
$643K 0.11%
10,000
– –
EW icon
108
Edwards Lifesciences
EW
$53B
$630K 0.11%
54,300
– –
ASC icon
109
Ardmore Shipping
ASC
$670M
$607K 0.1%
+50,000
New +$671K
RIOM
110
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
$600K 0.1%
300,000
– –
RGLD icon
111
Royal Gold
RGLD
$19.8B
$584K 0.1%
12,000
– –
MDW
112
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$578K 0.1%
605,000
+33,137
+6% +$34.1K
FTK icon
113
Flotek Industries
FTK
$1.36B
$575K 0.1%
4,167
-833
-17% -$101K
BAA
114
DELISTED
Banro Corporation Common Stock
BAA
$563K 0.1%
85,000
– –
CRR
115
DELISTED
Carbo Ceramics Inc.
CRR
$496K 0.08%
+5,000
New +$425K
DXPE icon
116
DXP Enterprises
DXPE
$2.99B
$474K 0.08%
6,000
– –
AIG icon
117
American International
AIG
$40.7B
$447K 0.08%
9,200
– –
LAD icon
118
Lithia Motors
LAD
$8.35B
$438K 0.07%
6,000
-4,000
-40% -$262K
AET
119
DELISTED
Aetna Inc
AET
$435K 0.07%
6,800
– –
STJ
120
DELISTED
St Jude Medical
STJ
$427K 0.07%
7,960
-1,640
-17% -$84.5K
ZG icon
121
Zillow
ZG
$7.66B
$422K 0.07%
+15,000
New +$414K
AMGN icon
122
Amgen
AMGN
$226B
$391K 0.07%
3,500
-3,600
-51% -$390K
KGC icon
123
Kinross Gold
KGC
$32.5B
$379K 0.06%
75,001
-50,000
-40% -$265K
TRIP icon
124
TripAdvisor
TRIP
$1.26B
$379K 0.06%
5,000
-2,000
-29% -$142K
P
125
DELISTED
Pandora Media Inc
P
$377K 0.06%
+15,000
New +$307K
3 4
5
6 7

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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.