U.S. Global Investors (USGI)’s RIO ALTO MNG LTD NEW COM SHS (CANADA) RIOM Stock Holding History

U.S. Global Investors (USGI)’s Portfolio RIOM Stock Details RIOM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-650,000	Closed	-$1.55M	–	394
2014 Q3	$1.55M	Buy	650,000 +100,000	+18%	+$259K	0.44%	75
2014 Q2	$1.28M	Hold	550,000	–	–	0.27%	92
2014 Q1	$1.07M	Buy	550,000 +150,000	+38%	+$314K	0.18%	129
2013 Q4	$667K	Buy	400,000 +100,000	+33%	+$161K	0.12%	157
2013 Q3	$600K	Hold	300,000	–	–	0.1%	156
2013 Q2	$556K	Buy	+300,000	New	+$958K	0.1%	158

Other funds holding RIOM

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Sentry Investments Toronto, Ontario, Canada $6.7B AUM 3.72% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

IGIM

I.G. Investment Management Winnipeg, Manitoba, Canada $19.5B AUM 15.95% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

U.S. Global Investors (USGI)'s RIOM Position: Q4 2014 in Review

U.S. Global Investors (USGI) sold out of RIO ALTO MNG LTD NEW COM SHS (CANADA) (RIOM) in Q4 2014, closing a stake of 650,000 shares — an estimated $1.55M sold.

U.S. Global Investors (USGI) first reported a position in RIOM in Q2 2013 and held it in 6 quarters. The position peaked at $1.55M in Q3 2014. 70 funds tracked by Wall St. Rank hold RIOM as of Q4 2014.

U.S. Global Investors (USGI) reported no remaining RIO ALTO MNG LTD NEW COM SHS (CANADA) position as of Q4 2014 after selling out during the quarter.
U.S. Global Investors (USGI) sold 650,000 RIO ALTO MNG LTD NEW COM SHS (CANADA) shares in Q4 2014, an estimated $1.55M.
U.S. Global Investors (USGI) first reported a position in RIO ALTO MNG LTD NEW COM SHS (CANADA) in Q2 2013 and held it in 6 quarters.
U.S. Global Investors (USGI)'s RIO ALTO MNG LTD NEW COM SHS (CANADA) position peaked at $1.55M in Q3 2014.
70 funds tracked by Wall St. Rank held RIO ALTO MNG LTD NEW COM SHS (CANADA) as of Q4 2014.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2014, filed 13 Feb 2015.