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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-5.01%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$353M
AUM Growth
-$116M
Cap. Flow
-$82.3M
Cap. Flow %
-23.32%
Top 10 Hldgs %
16.97%
Holding
369
New
80
Increased
45
Reduced
57
Closed
94

Top Buys

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$6.74M
2
HAL icon
Halliburton
HAL
+$6.38M
3
VLO icon
Valero Energy
VLO
+$6.31M
4
CVX icon
Chevron
CVX
+$5.87M
5
OXY icon
Occidental Petroleum
OXY
+$5.81M

Top Sells

Rank Stock Value
1
BXE
Bellatrix Exploration Ltd.
BXE
+$8.71M
2
SLB icon
SLB Ltd
SLB
+$7.63M
3
SN
Sanchez Energy Corporation
SN
+$7.52M
4
BHI
Baker Hughes
BHI
+$7.45M
5
SWC
Stillwater Mining Co
SWC
+$7.02M

Sector Composition

Rank Sector Weight
1 Energy 33.93%
2 Materials 26.82%
3 Industrials 3.29%
4 Healthcare 3.08%
5 Technology 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPL icon
76
Solitario Resources
XPL
$72.4M
$1.26M 0.36%
1,047,500
+29,000
+3% +$41.2K
AGN
77
DELISTED
Allergan plc
AGN
$1.21M 0.34%
5,000
– –
EGO icon
78
Eldorado Gold
EGO
$10.2B
$1.18M 0.33%
35,000
– –
MANU icon
79
Manchester United
MANU
$3.78B
$1.16M 0.33%
+70,563
New +$1.23M
SWKS icon
80
Skyworks Solutions
SWKS
$10.3B
$1.16M 0.33%
20,000
– –
BVN icon
81
Compañía de Minas Buenaventura
BVN
$8.79B
$1.1M 0.31%
+95,000
New +$1.18M
NSU
82
DELISTED
Nevsun Resources Ltd.
NSU
$1.1M 0.31%
+305,000
New +$1.18M
NEM icon
83
Newmont
NEM
$123B
$1.08M 0.31%
+47,000
New +$1.2M
SWN
84
DELISTED
Southwestern Energy Company
SWN
$1.08M 0.31%
31,000
– –
CBRE icon
85
CBRE Group
CBRE
$42.8B
$1.04M 0.29%
35,000
– –
GFI icon
86
Gold Fields
GFI
$36B
$1.03M 0.29%
+265,000
New +$1.1M
EXP icon
87
Eagle Materials
EXP
$6.46B
$1.02M 0.29%
10,000
-5,000
-33% -$485K
SLXP
88
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.01M 0.29%
6,500
– –
CAVM
89
DELISTED
Cavium, Inc.
CAVM
$995K 0.28%
20,000
– –
HNNA icon
90
Hennessy Advisors
HNNA
$78.7M
$991K 0.28%
+74,888
New +$851K
FFIV icon
91
F5
FFIV
$23.5B
$950K 0.27%
+8,000
New +$940K
JOYY
92
JOYY Inc
JOYY
$3.73B
$943K 0.27%
12,600
+5,000
+66% +$407K
TKC icon
93
Turkcell
TKC
$4.74B
$920K 0.26%
70,000
– –
BPT
94
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$896K 0.25%
9,512
+3,700
+64% +$346K
IAG icon
95
IAMGOLD
IAG
$10.5B
$883K 0.25%
+320,000
New +$1.18M
CELG
96
DELISTED
Celgene Corp
CELG
$853K 0.24%
9,000
– –
PPG icon
97
PPG Industries
PPG
$25.8B
$846K 0.24%
8,600
– –
GG
98
DELISTED
Goldcorp Inc
GG
$806K 0.23%
+35,000
New +$940K
JAZZ icon
99
Jazz Pharmaceuticals
JAZZ
$16B
$803K 0.23%
+5,000
New +$769K
AAU
100
DELISTED
Almaden Minerals Ltd
AAU
$793K 0.22%
600,000
– –
2 3
4
5 6

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q3 2014 Portfolio in Review

As of Q3 2014, U.S. Global Investors (USGI) held 369 positions worth $353M, down 25% from $469M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $82.3M in Q3 2014, closing 94 positions and reducing 57 holdings. Its most notable exit was Bellatrix Exploration Ltd., an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 26% a quarter earlier, followed by Materials and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in EOG Resources worth $6.14M.

  • U.S. Global Investors (USGI)'s largest Q3 2014 buy was EOG Resources: 62,000 shares worth $6.14M.
  • U.S. Global Investors (USGI) added most to Halliburton in Q3 2014, an estimated $6.38M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2014 reduction was SLB Ltd, cutting an estimated $7.63M.
  • U.S. Global Investors (USGI) fully exited Bellatrix Exploration Ltd. in Q3 2014, selling an estimated $8.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 17% of its $353M portfolio in Q3 2014.
  • U.S. Global Investors (USGI) opened 80 new positions and closed 94 in Q3 2014.
  • U.S. Global Investors (USGI)'s portfolio value fell 25% quarter-over-quarter to $353M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2014, filed 14 Nov 2014.