U.S. Global Investors (USGI)’s Hennessy Advisors HNNA Stock Holding History

U.S. Global Investors (USGI)’s Portfolio HNNA Stock Details HNNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-58,538	Closed	-$724K	–	326
2015 Q2	$724K	Sell	58,538 -3,000	-5%	-$39.2K	0.28%	90
2015 Q1	$831K	Sell	61,538 -13,500	-18%	-$195K	0.23%	103
2014 Q4	$1.09M	Buy	75,038 +150	+0.2%	+$1.93K	0.29%	80
2014 Q3	$991K	Buy	+74,888	New	+$851K	0.28%	106

Other funds holding HNNA

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

GPGA

Grandeur Peak Global Advisors Salt Lake City, Utah $427M AUM 39.14% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

WCWM

Willow Creek Wealth Management Sebastopol, California $1.21B AUM 7.45% 1-Year Est. Return

U.S. Global Investors (USGI)'s HNNA Position: Q3 2015 in Review

U.S. Global Investors (USGI) sold out of Hennessy Advisors (HNNA) in Q3 2015, closing a stake of 58,538 shares — an estimated $724K sold.

U.S. Global Investors (USGI) first reported a position in HNNA in Q3 2014 and held it in 4 quarters. The position peaked at $1.09M in Q4 2014. 26 funds tracked by Wall St. Rank hold HNNA as of Q3 2015.

U.S. Global Investors (USGI) reported no remaining Hennessy Advisors position as of Q3 2015 after selling out during the quarter.
U.S. Global Investors (USGI) sold 58,538 Hennessy Advisors shares in Q3 2015, an estimated $724K.
U.S. Global Investors (USGI) first reported a position in Hennessy Advisors in Q3 2014 and held it in 4 quarters.
U.S. Global Investors (USGI)'s Hennessy Advisors position peaked at $1.09M in Q4 2014.
26 funds tracked by Wall St. Rank held Hennessy Advisors as of Q3 2015.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2015, filed 13 Nov 2015.