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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$447B
$1.89M 0.32%
137,100
+19,600
+17% +$280K
B
52
Barrick Mining
B
$68.5B
$1.86M 0.32%
+100,000
New +$1.76M
TJX icon
53
TJX Companies
TJX
$175B
$1.79M 0.31%
63,600
+2,600
+4% +$69.2K
PPLT
54
abrdn Physical Platinum Shares ETF
PPLT
$2.05B
$1.78M 0.31%
130,000
-400,000
-75% -$5.69M
SPPP
55
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$1.78M 0.3%
200,000
– –
SBUX icon
56
Starbucks
SBUX
$119B
$1.73M 0.3%
45,000
– –
NEM icon
57
Newmont
NEM
$124B
$1.69M 0.29%
+60,000
New +$1.78M
PLG
58
Platinum Group Metals
PLG
$203M
$1.68M 0.29%
16,638
+4,028
+32% +$418K
BXE
59
DELISTED
Bellatrix Exploration Ltd.
BXE
$1.6M 0.27%
+42,000
New +$1.43M
WAB icon
60
Wabtec
WAB
$49.7B
$1.57M 0.27%
25,000
-3,000
-11% -$176K
WLK icon
61
Westlake Corp
WLK
$10.1B
$1.57M 0.27%
30,000
+14,000
+88% +$714K
BKNG icon
62
Booking.com
BKNG
$160B
$1.52M 0.26%
37,500
– –
CHRD icon
63
Chord Energy
CHRD
$7.58B
$1.47M 0.25%
30,000
– –
TPLM
64
DELISTED
Triangle Petroleum Corporation
TPLM
$1.47M 0.25%
+150,000
New +$1.14M
PALL icon
65
abrdn Physical Palladium Shares ETF
PALL
$683M
$1.45M 0.25%
102,500
-500,000
-83% -$7.08M
EVR icon
66
Evercore
EVR
$11.5B
$1.31M 0.22%
+26,620
New +$1.22M
ALO
67
DELISTED
Alio Gold Inc
ALO
$1.31M 0.22%
77,500
+11,000
+17% +$224K
CPRI icon
68
Capri Holdings
CPRI
$1.75B
$1.3M 0.22%
17,430
+2,430
+16% +$169K
CPN
69
DELISTED
Calpine Corporation
CPN
$1.26M 0.22%
65,000
-20,000
-24% -$397K
QCOM icon
70
Qualcomm
QCOM
$170B
$1.2M 0.21%
17,800
+16,000
+889% +$1.05M
UNP icon
71
Union Pacific
UNP
$174B
$1.17M 0.2%
15,000
– –
SVLC
72
DELISTED
SILVERCREST MINES INC ORD SHS (CDA)
SVLC
$1.09M 0.19%
615,000
+15,000
+3% +$26.6K
BPT
73
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$1.08M 0.19%
12,500
-12,700
-50% -$1.12M
LVS icon
74
Las Vegas Sands
LVS
$29.4B
$1.06M 0.18%
16,000
-4,000
-20% -$232K
PAAS icon
75
Pan American Silver
PAAS
$21.8B
$1.05M 0.18%
100,000
-50,900
-34% -$620K
1 2
3
4 5

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CCP
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SM
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RC
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OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
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TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
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CM
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.