U.S. Global Investors (USGI)’s Alio Gold Inc. Common Shares ALO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-700,000	Closed	-$887K	–	197
2020 Q2	$887K	Hold	700,000	–	–	0.08%	61
2020 Q1	$348K	Hold	700,000	–	–	0.09%	86
2019 Q4	$544K	Hold	700,000	–	–	0.24%	91
2019 Q3	$434K	Sell	700,000 -400,000	-36%	-$248K	0.24%	100
2019 Q2	$849K	Hold	1,100,000	–	–	0.44%	64
2019 Q1	$800K	Sell	1,100,000 -132,923	-11%	-$96.7K	0.38%	63
2018 Q4	$1.05M	Hold	1,232,923	–	–	0.6%	47
2018 Q3	$983K	Buy	1,232,923 +372,923	+43%	+$297K	0.47%	64
2018 Q2	$1.25M	Buy	+860,000	New	+$1.25M	0.57%	49
2018 Q1	–	Sell	-200,000	Closed	-$733K	–	138
2017 Q4	$733K	Hold	200,000	–	–	0.33%	63
2017 Q3	$864K	Hold	200,000	–	–	0.26%	66
2017 Q2	$832K	Buy	+200,000	New	+$832K	0.28%	61
2014 Q4	–	Sell	-143,000	Closed	-$1.81M	–	339
2014 Q3	$1.81M	Buy	143,000 +81,130	+131%	+$1.03M	0.51%	59
2014 Q2	$1.11M	Buy	61,870 +38,470	+164%	+$689K	0.24%	77
2014 Q1	$294K	Buy	+23,400	New	+$294K	0.05%	153
2013 Q4	–	Sell	-77,500	Closed	-$1.31M	–	316
2013 Q3	$1.31M	Buy	77,500 +11,000	+17%	+$186K	0.22%	67
2013 Q2	$1.47M	Buy	+66,500	New	+$1.47M	0.25%	66