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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
-4.21%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$189M
AUM Growth
-$72.2M
Cap. Flow
-$58.2M
Cap. Flow %
-30.85%
Top 10 Hldgs %
23.69%
Holding
402
New
106
Increased
37
Reduced
47
Closed
109

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.4M
2
HRL icon
Hormel Foods
HRL
+$2.28M
3
TSCO icon
Tractor Supply
TSCO
+$2.23M
4
AGU
Agrium
AGU
+$2.23M
5
FNV icon
Franco-Nevada
FNV
+$2.14M

Top Sells

Rank Stock Value
1
SUNE
SUNEDISON, INC COM
SUNE
+$4.49M
2
ET icon
Energy Transfer Partners
ET
+$3.84M
3
RSPP
RSP Permian, Inc.
RSPP
+$2.81M
4
CYT
CYTEC INDS INC
CYT
+$2.72M
5
PDCE
PDC Energy, Inc.
PDCE
+$2.56M

Sector Composition

Rank Sector Weight
1 Materials 23.38%
2 Industrials 22.56%
3 Consumer Discretionary 8.39%
4 Energy 6.89%
5 Consumer Staples 6.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
351
Waste Management
WM
$90.7B
– –
-5,300
Closed -$246K
XRX icon
352
Xerox
XRX
$423M
– –
-6,148
Closed -$172K
INVX
353
Innovex International
INVX
$2.11B
– –
-11,000
Closed -$828K
AUY
354
CALL
DELISTED
Yamana Gold, Inc.
AUY
– –
-800
Closed -$2K
AUY
355
DELISTED
Yamana Gold, Inc.
AUY
– –
-210,000
Closed -$429K
LCI
356
DELISTED
Lannett Company, Inc.
LCI
– –
-3,750
Closed -$892K
ZNH
357
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-6,609
Closed -$386K
MCEP
358
DELISTED
Mid-Con Energy Partners, LP
MCEP
$0 ﹤0.01%
10
– –
ROYT
359
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-900
Closed -$2.57K
AKRX
360
DELISTED
Akorn Inc
AKRX
– –
-11,000
Closed -$480K
DTO
361
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
– –
-900
Closed -$59K
AGN
362
DELISTED
Allergan plc
AGN
– –
-4,000
Closed -$1.21M
APC
363
DELISTED
Anadarko Petroleum
APC
– –
-3,000
Closed -$234K
HF
364
DELISTED
HFF Inc.
HF
– –
-12,000
Closed -$501K
RSPP
365
DELISTED
RSP Permian, Inc.
RSPP
– –
-100,000
Closed -$2.81M
PPP
366
DELISTED
Primero Mining Corp
PPP
– –
-75,000
Closed -$292K
CBPO
367
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-930
Closed -$107K
HAR
368
DELISTED
Harman International Industries
HAR
– –
-4,000
Closed -$476K
OUTR
369
DELISTED
OUTERWALL INC
OUTR
– –
-7,000
Closed -$533K
EMC
370
DELISTED
EMC CORPORATION
EMC
– –
-7,500
Closed -$198K
ADT
371
DELISTED
ADT Corp
ADT
– –
-5,600
Closed -$188K
SUNE
372
DELISTED
SUNEDISON, INC COM
SUNE
– –
-150,000
Closed -$4.49M
CYT
373
DELISTED
CYTEC INDS INC
CYT
– –
-45,000
Closed -$2.72M
WLT
374
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$0 ﹤0.01%
4,293
– –
NBG
375
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-530,000
Closed -$557K
12 13 14
15
16

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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U.S. Global Investors (USGI)'s Q3 2015 Portfolio in Review

As of Q3 2015, U.S. Global Investors (USGI) held 402 positions worth $189M, down 28% from $261M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $58.2M in Q3 2015, closing 109 positions and reducing 47 holdings. Its most notable exit was SUNEDISON, INC COM, an estimated $4.49M position sold in full.

By sector, the portfolio is most concentrated in Materials at 23% of assets, up from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Freeport-McMoran worth $1.94M.

  • U.S. Global Investors (USGI)'s largest Q3 2015 buy was Freeport-McMoran: 200,000 shares worth $1.94M.
  • U.S. Global Investors (USGI) added most to UnitedHealth in Q3 2015, an estimated $1.33M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2015 reduction was Energy Transfer Partners, cutting an estimated $3.84M.
  • U.S. Global Investors (USGI) fully exited SUNEDISON, INC COM in Q3 2015, selling an estimated $4.49M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 24% of its $189M portfolio in Q3 2015.
  • U.S. Global Investors (USGI) opened 106 new positions and closed 109 in Q3 2015.
  • U.S. Global Investors (USGI)'s portfolio value fell 28% quarter-over-quarter to $189M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2015, filed 13 Nov 2015.