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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZG icon
301
Zillow
ZG
$7.73B
– –
-15,000
Closed -$422K
INVX
302
Innovex International
INVX
$2.05B
– –
-7,000
Closed -$804K
CHUY
303
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-10,000
Closed -$359K
ROYT
304
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-3,000
Closed -$48K
ALO
305
DELISTED
Alio Gold Inc
ALO
– –
-77,500
Closed -$1.31M
HOS
306
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-137,000
Closed -$7.87M
NFX
307
DELISTED
Newfield Exploration
NFX
– –
-5,000
Closed -$137K
AET
308
DELISTED
Aetna Inc
AET
– –
-6,800
Closed -$435K
CPN
309
DELISTED
Calpine Corporation
CPN
– –
-65,000
Closed -$1.26M
PPP
310
DELISTED
Primero Mining Corp
PPP
– –
-124,000
Closed -$675K
AWAY
311
DELISTED
HOMEAWAY INC COM
AWAY
– –
-10,000
Closed -$280K
RKT
312
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-120,000
Closed -$6.08M
DRC
313
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-98,000
Closed -$6.12M
FTR
314
DELISTED
Frontier Communications Corp.
FTR
– –
-2,000
Closed -$125K
CELG
315
DELISTED
Celgene Corp
CELG
– –
-12,000
Closed -$924K
GG
316
DELISTED
Goldcorp Inc
GG
– –
-260,000
Closed -$6.76M
WR
317
DELISTED
Westar Energy Inc
WR
– –
-4,100
Closed -$126K
LNKD
318
DELISTED
LinkedIn Corporation
LNKD
– –
-4,000
Closed -$984K
WES
319
DELISTED
Western Gas Partners Lp
WES
– –
-162,000
Closed -$9.74M
HRG
320
DELISTED
HRG Group, Inc.
HRG
– –
-4,900
Closed -$50K
9 10 11 12
13

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SM
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RC
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OPFM
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MSIIA
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TBA
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U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.