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TCM

Triumph Capital Management Portfolio holdings

AUM $552M
1-Year Est. Return 20.75%
This Fund
S&P 500
This Quarter Est. Return
-3.35%
1 Year Est. Return
+20.75%
3 Year Est. Return
+48.64%
5 Year Est. Return
+27.72%
10 Year Est. Return
–
AUM
$220M
AUM Growth
-$317K
Cap. Flow
+$7.59M
Cap. Flow %
3.44%
Top 10 Hldgs %
34.74%
Holding
261
New
37
Increased
116
Reduced
54
Closed
41

Top Buys

Rank Stock Value
1
UAUG icon
Innovator US Equity Ultra Buffer ETF August
UAUG
+$2.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$2.22M
3
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.95M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.4M

Top Sells

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$4.35M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.19M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.18M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.88M

Sector Composition

Rank Sector Weight
1 Technology 8.2%
2 Financials 6.48%
3 Communication Services 2.77%
4 Healthcare 2.14%
5 Consumer Staples 2.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$17.4M 7.89%
292,537
+12,224
+4% +$728K
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$12.8M 5.83%
255,895
-31,608
-11% -$1.58M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$7.97M 3.62%
18,653
-3,693
-17% -$1.64M
FPE icon
4
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$7.53M 3.42%
471,716
+43,879
+10% +$707K
BIL icon
5
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$6.54M 2.97%
71,239
-20,556
-22% -$1.88M
FIXD icon
6
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$5.89M 2.67%
139,965
+51,234
+58% +$2.22M
FEX icon
7
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5.55M 2.52%
68,457
+9,132
+15% +$771K
BND icon
8
Vanguard Total Bond Market
BND
$158B
$4.63M 2.1%
66,292
+9,601
+17% +$685K
IWR icon
9
iShares Russell Mid-Cap ETF
IWR
$56.5B
$4.17M 1.89%
59,947
+1,272
+2% +$92.8K
IWM icon
10
iShares Russell 2000 ETF
IWM
$80.4B
$4.03M 1.83%
22,681
+578
+3% +$109K
FTCS icon
11
First Trust Capital Strength ETF
FTCS
$8.03B
$3.8M 1.72%
51,607
+7,951
+18% +$602K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$3.59M 1.63%
76,004
-3,814
-5% -$181K
RDVY icon
13
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$3.28M 1.49%
71,429
+813
+1% +$38.9K
MSFT icon
14
Microsoft
MSFT
$2.92T
$3.17M 1.44%
10,030
+190
+2% +$62.8K
JEPI icon
15
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.11M 1.41%
58,016
+2,643
+5% +$146K
CIBR icon
16
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$2.67M 1.21%
58,879
-8,046
-12% -$369K
UAUG icon
17
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$2.52M 1.15%
+88,067
New +$2.57M
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.11T
$2.51M 1.14%
7,173
+398
+6% +$141K
GBIL icon
19
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$2.23M 1.01%
22,281
-88
-0.4% -$8.79K
QQQ icon
20
Invesco QQQ Trust
QQQ
$445B
$2.05M 0.93%
5,731
-334
-6% -$124K
NVDA icon
21
NVIDIA
NVDA
$4.77T
$2.04M 0.92%
46,840
-2,790
-6% -$125K
AAPL icon
22
Apple
AAPL
$4.99T
$2M 0.91%
11,655
+4,133
+55% +$758K
MOAT icon
23
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.98M 0.9%
26,097
+19,340
+286% +$1.54M
DIA icon
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.97M 0.89%
5,873
+54
+0.9% +$18.7K
AON icon
25
Aon
AON
$81.4B
$1.93M 0.88%
5,950
-499
-8% -$165K
1
2 3 4 5

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Triumph Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Triumph Capital Management held 261 positions worth $220M, down 0.14% from $221M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Triumph Capital Management deployed $7.59M of net new capital in Q3 2023, opening 37 new positions and adding to 116 existing holdings. Its largest new stake was Innovator US Equity Ultra Buffer ETF August: 88,067 shares worth $2.52M.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, up from 6.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $2.18M trimmed.

  • Triumph Capital Management's largest Q3 2023 buy was Innovator US Equity Ultra Buffer ETF August: 88,067 shares worth $2.52M.
  • Triumph Capital Management added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, an estimated $2.22M increase.
  • Triumph Capital Management's biggest Q3 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.18M.
  • Triumph Capital Management fully exited FT Vest US Equity Deep Buffer ETF August in Q3 2023, selling an estimated $4.35M.
  • Triumph Capital Management's ten largest holdings make up 35% of its $220M portfolio in Q3 2023.
  • Triumph Capital Management opened 37 new positions and closed 41 in Q3 2023.
  • Triumph Capital Management's portfolio value fell 0.14% quarter-over-quarter to $220M.

Based on Triumph Capital Management's 13F filing for Q3 2023, filed 31 Oct 2023.