TW

Transform Wealth Portfolio holdings

AUM $1.65B
This Quarter Return
+1.72%
1 Year Return
+19.09%
3 Year Return
+48.34%
5 Year Return
+178.63%
10 Year Return
–
AUM
$563M
AUM Growth
+$563M
Cap. Flow
-$124M
Cap. Flow %
-22.01%
Top 10 Hldgs %
24.79%
Holding
240
New
10
Increased
44
Reduced
136
Closed
30

Top Buys

1
VOO icon
Vanguard S&P 500 ETF
VOO
$17.6M
2
EXC icon
Exelon
EXC
$2.82M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$2.7M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$2.31M
5
XLI icon
Industrial Select Sector SPDR Fund
XLI
$2.15M

Top Sells

1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$15.2M
2
SJNK icon
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$14.9M
3
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
$13.3M
4
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$12.3M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$11.3M

Sector Composition

1 Technology 17.15%
2 Financials 11.2%
3 Healthcare 7.36%
4 Communication Services 6.01%
5 Consumer Discretionary 5.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLC icon
201
The Communication Services Select Sector SPDR Fund
XLC
$25.3B
$210K 0.04%
4,244
-4,897
-54% -$242K
SHY icon
202
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$208K 0.04%
2,457
-3,056
-55% -$259K
IYJ icon
203
iShares US Industrials ETF
IYJ
$1.71B
$202K 0.04%
1,270
-647
-34% -$103K
JRO
204
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$168K 0.03%
17,646
– –
NEA icon
205
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.27B
$163K 0.03%
11,378
– –
AMPE
206
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$103K 0.02%
205,481
– –
AEG icon
207
Aegon
AEG
$12.4B
$60K 0.01%
14,500
-7,500
-34% -$31K
MEIP icon
208
MEI Pharma
MEIP
$154M
$51K 0.01%
30,355
– –
KZIA
209
Kazia Therapeutics
KZIA
$8.89M
$41K 0.01%
106,245
– –
SCYX icon
210
SCYNEXIS
SCYX
$34.8M
$13K ﹤0.01%
12,000
– –
AGZ icon
211
iShares Agency Bond ETF
AGZ
$614M
– –
-3,677
Closed -$424K
AR icon
212
Antero Resources
AR
$9.99B
– –
-14,498
Closed -$80K
CAT icon
213
Caterpillar
CAT
$193B
– –
-19,194
Closed -$2.62M
CNC icon
214
Centene
CNC
$14.6B
– –
-27,938
Closed -$1.47M
CNP icon
215
CenterPoint Energy
CNP
$24.7B
– –
-36,783
Closed -$1.05M
DD icon
216
DuPont de Nemours
DD
$31.7B
– –
-7,958
Closed -$597K
DOCU icon
217
DocuSign
DOCU
$15.2B
– –
-15,000
Closed -$746K
DOW icon
218
Dow Inc
DOW
$16.9B
– –
-7,196
Closed -$355K
EWA icon
219
iShares MSCI Australia ETF
EWA
$1.51B
– –
-9,978
Closed -$224K
EWL icon
220
iShares MSCI Switzerland ETF
EWL
$1.31B
– –
-9,022
Closed -$338K
EWT icon
221
iShares MSCI Taiwan ETF
EWT
$6.11B
– –
-6,262
Closed -$218K
EWZ icon
222
iShares MSCI Brazil ETF
EWZ
$5.38B
– –
-5,448
Closed -$238K
FLRN icon
223
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
– –
-13,876
Closed -$426K
GBCI icon
224
Glacier Bancorp
GBCI
$5.78B
– –
-8,888
Closed -$360K
GXC icon
225
SPDR S&P China ETF
GXC
$482M
– –
-3,362
Closed -$322K
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