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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+4.86%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$286M
AUM Growth
+$198M
Cap. Flow
+$190M
Cap. Flow %
66.22%
Top 10 Hldgs %
22.31%
Holding
215
New
151
Increased
26
Reduced
24
Closed
5

Top Buys

Rank Stock Value
1
QDF icon
FlexShares Quality Dividend Index Fund
QDF
+$8.82M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$8.16M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.75M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.19M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$5.61M

Top Sells

Rank Stock Value
1
AR icon
Antero Resources
AR
+$2.22M
2
BR icon
Broadridge
BR
+$1.71M
3
COF icon
Capital One
COF
+$1.49M
4
ADBE icon
Adobe
ADBE
+$1.15M
5
ENB icon
Enbridge
ENB
+$890K

Sector Composition

Rank Sector Weight
1 Healthcare 11.37%
2 Technology 10.38%
3 Financials 9.09%
4 Energy 6.86%
5 Industrials 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
201
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$202K 0.07%
+13,257
New +$202K
NVG icon
202
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$192K 0.07%
+12,489
New +$193K
NUV icon
203
Nuveen Municipal Value Fund
NUV
$1.92B
$172K 0.06%
+16,756
New +$171K
NEA icon
204
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$149K 0.05%
+10,758
New +$149K
ETY icon
205
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$142K 0.05%
12,200
+1,600
+15% +$18.3K
HL icon
206
Hecla Mining
HL
$9.47B
$126K 0.04%
25,000
-1,000
-4% -$5.13K
MSD
207
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$114K 0.04%
+11,305
New +$114K
SRCI
208
DELISTED
SRC Energy Inc
SRCI
$106K 0.04%
+11,000
New +$86.8K
AMPE
209
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$86K 0.03%
469
– –
LITS
210
Lite Strategy Inc
LITS
$32.8M
$81K 0.03%
+1,518
New +$84.2K
CNK icon
211
Cinemark Holdings
CNK
$4.24B
– –
-21,872
Closed -$850K
COF icon
212
Capital One
COF
$128B
– –
-18,044
Closed -$1.49M
ENB icon
213
Enbridge
ENB
$119B
– –
-22,349
Closed -$890K
GCC icon
214
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
– –
-47,080
Closed -$878K
DD
215
DELISTED
Du Pont De Nemours E I
DD
– –
-9,383
Closed -$757K
5 6 7 8
9

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PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2017 Portfolio in Review

As of Q3 2017, Transform Wealth held 215 positions worth $286M, up 223% from $88.7M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Transform Wealth deployed $190M of net new capital in Q3 2017, opening 151 new positions and adding to 26 existing holdings. Its largest new stake was FlexShares Quality Dividend Index Fund: 212,544 shares worth $9.02M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 12% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Antero Resources, an estimated $2.22M trimmed.

  • Transform Wealth's largest Q3 2017 buy was FlexShares Quality Dividend Index Fund: 212,544 shares worth $9.02M.
  • Transform Wealth added most to Apple in Q3 2017, an estimated $1.37M increase.
  • Transform Wealth's biggest Q3 2017 reduction was Antero Resources, cutting an estimated $2.22M.
  • Transform Wealth fully exited Capital One in Q3 2017, selling an estimated $1.49M.
  • Transform Wealth's ten largest holdings make up 22% of its $286M portfolio in Q3 2017.
  • Transform Wealth opened 151 new positions and closed 5 in Q3 2017.
  • Transform Wealth's portfolio value rose 223% quarter-over-quarter to $286M.

Based on Transform Wealth's 13F filing for Q3 2017, filed 19 Oct 2017.